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27
David Brown17e20d12017-09-12 11:53:20 -060028# Boot Loader
29
Fabio Utzigd37d8772019-12-03 10:32:18 -030030## [Summary](#summary)
Christopher Collins92ea77f2016-12-12 15:59:26 -080031
Fabio Utzigac834962017-07-20 13:20:48 -030032mcuboot comprises two packages:
Christopher Collins92ea77f2016-12-12 15:59:26 -080033
David Brown17e20d12017-09-12 11:53:20 -060034* The bootutil library (boot/bootutil)
35* The boot application (each port has its own at boot/<port>)
Christopher Collins92ea77f2016-12-12 15:59:26 -080036
37The bootutil library performs most of the functions of a boot loader. In
38particular, the piece that is missing is the final step of actually jumping to
39the main image. This last step is instead implemented by the boot application.
40Boot loader functionality is separated in this manner to enable unit testing of
41the boot loader. A library can be unit tested, but an application can't.
42Therefore, functionality is delegated to the bootutil library when possible.
43
Fabio Utzigd37d8772019-12-03 10:32:18 -030044## [Limitations](#limitations)
Christopher Collins92ea77f2016-12-12 15:59:26 -080045
46The boot loader currently only supports images with the following
47characteristics:
David Brown17e20d12017-09-12 11:53:20 -060048* Built to run from flash.
49* Built to run from a fixed location (i.e., not position-independent).
Christopher Collins92ea77f2016-12-12 15:59:26 -080050
Fabio Utzigd37d8772019-12-03 10:32:18 -030051## [Image Format](#image-format)
Christopher Collins92ea77f2016-12-12 15:59:26 -080052
53The following definitions describe the image format.
54
David Brown17e20d12017-09-12 11:53:20 -060055``` c
Fabio Utzigea422c22017-09-11 11:02:47 -030056#define IMAGE_MAGIC 0x96f3b83d
Christopher Collins92ea77f2016-12-12 15:59:26 -080057
58#define IMAGE_HEADER_SIZE 32
59
60struct image_version {
61 uint8_t iv_major;
62 uint8_t iv_minor;
63 uint16_t iv_revision;
64 uint32_t iv_build_num;
65};
66
67/** Image header. All fields are in little endian byte order. */
68struct image_header {
69 uint32_t ih_magic;
Fabio Utzigea422c22017-09-11 11:02:47 -030070 uint32_t ih_load_addr;
David Vinczee32483f2019-06-13 10:46:24 +020071 uint16_t ih_hdr_size; /* Size of image header (bytes). */
72 uint16_t ih_protect_tlv_size; /* Size of protected TLV area (bytes). */
73 uint32_t ih_img_size; /* Does not include header. */
74 uint32_t ih_flags; /* IMAGE_F_[...]. */
Christopher Collins92ea77f2016-12-12 15:59:26 -080075 struct image_version ih_ver;
David Vinczee32483f2019-06-13 10:46:24 +020076 uint32_t _pad1;
Christopher Collins92ea77f2016-12-12 15:59:26 -080077};
78
Fabio Utzigfd140ec2019-09-12 14:37:48 -030079#define IMAGE_TLV_INFO_MAGIC 0x6907
80#define IMAGE_TLV_PROT_INFO_MAGIC 0x6908
81
Fabio Utzigea422c22017-09-11 11:02:47 -030082/** Image TLV header. All fields in little endian. */
83struct image_tlv_info {
84 uint16_t it_magic;
85 uint16_t it_tlv_tot; /* size of TLV area (including tlv_info header) */
86};
87
Christopher Collins92ea77f2016-12-12 15:59:26 -080088/** Image trailer TLV format. All fields in little endian. */
89struct image_tlv {
90 uint8_t it_type; /* IMAGE_TLV_[...]. */
91 uint8_t _pad;
Marti Bolivar49b29172017-08-04 14:50:51 -040092 uint16_t it_len; /* Data length (not including TLV header). */
Christopher Collins92ea77f2016-12-12 15:59:26 -080093};
94
95/*
96 * Image header flags.
97 */
Marti Bolivar7c057e92017-08-04 14:46:39 -040098#define IMAGE_F_PIC 0x00000001 /* Not supported. */
Salome Thirot0f641972021-05-14 11:19:55 +010099#define IMAGE_F_ENCRYPTED_AES128 0x00000004 /* Encrypted using AES128. */
100#define IMAGE_F_ENCRYPTED_AES256 0x00000008 /* Encrypted using AES256. */
Marti Bolivar7c057e92017-08-04 14:46:39 -0400101#define IMAGE_F_NON_BOOTABLE 0x00000010 /* Split image app. */
Fabio Utzigea422c22017-09-11 11:02:47 -0300102#define IMAGE_F_RAM_LOAD 0x00000020
Christopher Collins92ea77f2016-12-12 15:59:26 -0800103
104/*
105 * Image trailer TLV types.
106 */
Fabio Utzigea422c22017-09-11 11:02:47 -0300107#define IMAGE_TLV_KEYHASH 0x01 /* hash of the public key */
David Brown27648b82017-08-31 10:40:29 -0600108#define IMAGE_TLV_SHA256 0x10 /* SHA256 of image hdr and body */
Marko Kiiskila8dd56f32017-08-22 21:40:49 -0700109#define IMAGE_TLV_RSA2048_PSS 0x20 /* RSA2048 of hash output */
David Brown27648b82017-08-31 10:40:29 -0600110#define IMAGE_TLV_ECDSA224 0x21 /* ECDSA of hash output */
111#define IMAGE_TLV_ECDSA256 0x22 /* ECDSA of hash output */
Fabio Utzig3501c012019-05-13 15:07:25 -0700112#define IMAGE_TLV_RSA3072_PSS 0x23 /* RSA3072 of hash output */
Fabio Utzig195411f2019-06-28 07:48:21 -0300113#define IMAGE_TLV_ED25519 0x24 /* ED25519 of hash output */
David Vinczee32483f2019-06-13 10:46:24 +0200114#define IMAGE_TLV_ENC_RSA2048 0x30 /* Key encrypted with RSA-OAEP-2048 */
Salome Thirot0f641972021-05-14 11:19:55 +0100115#define IMAGE_TLV_ENC_KW 0x31 /* Key encrypted with AES-KW-128 or
116 256 */
Fabio Utzig5eaa5762020-04-02 13:30:43 -0300117#define IMAGE_TLV_ENC_EC256 0x32 /* Key encrypted with ECIES-P256 */
118#define IMAGE_TLV_ENC_X25519 0x33 /* Key encrypted with ECIES-X25519 */
David Vinczee32483f2019-06-13 10:46:24 +0200119#define IMAGE_TLV_DEPENDENCY 0x40 /* Image depends on other image */
David Vinczec3084132020-02-18 14:50:47 +0100120#define IMAGE_TLV_SEC_CNT 0x50 /* security counter */
David Brown17e20d12017-09-12 11:53:20 -0600121```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800122
123Optional type-length-value records (TLVs) containing image metadata are placed
124after the end of the image.
125
David Vinczee32483f2019-06-13 10:46:24 +0200126The `ih_protect_tlv_size` field indicates the length of the protected TLV area.
Fabio Utzigfd140ec2019-09-12 14:37:48 -0300127If protected TLVs are present then a TLV info header with magic equal to
128`IMAGE_TLV_PROT_INFO_MAGIC` must be present and the protected TLVs (plus the
129info header itself) have to be included in the hash calculation. Otherwise the
130hash is only calculated over the image header and the image itself. In this
David Vinczee32483f2019-06-13 10:46:24 +0200131case the value of the `ih_protect_tlv_size` field is 0.
132
David Brown17e20d12017-09-12 11:53:20 -0600133The `ih_hdr_size` field indicates the length of the header, and therefore the
Christopher Collins92ea77f2016-12-12 15:59:26 -0800134offset of the image itself. This field provides for backwards compatibility in
135case of changes to the format of the image header.
136
Fabio Utzigd37d8772019-12-03 10:32:18 -0300137## [Flash Map](#flash-map)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800138
Fabio Utzigac834962017-07-20 13:20:48 -0300139A device's flash is partitioned according to its _flash map_. At a high
Christopher Collins92ea77f2016-12-12 15:59:26 -0800140level, the flash map maps numeric IDs to _flash areas_. A flash area is a
141region of disk with the following properties:
David Brown17e20d12017-09-12 11:53:20 -06001421. An area can be fully erased without affecting any other areas.
1432. A write to one area does not restrict writes to other areas.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800144
Marti Bolivar4e64d562017-08-04 14:53:33 -0400145The boot loader uses the following flash area IDs:
David Vinczeb75c12a2019-03-22 14:58:33 +0100146```c
147/* Independent from multiple image boot */
David Vincze2d736ad2019-02-18 11:50:22 +0100148#define FLASH_AREA_BOOTLOADER 0
David Vinczeb75c12a2019-03-22 14:58:33 +0100149#define FLASH_AREA_IMAGE_SCRATCH 3
150```
151```c
152/* If the boot loader is working with the first image */
David Vincze2d736ad2019-02-18 11:50:22 +0100153#define FLASH_AREA_IMAGE_PRIMARY 1
154#define FLASH_AREA_IMAGE_SECONDARY 2
David Vinczeb75c12a2019-03-22 14:58:33 +0100155```
156```c
157/* If the boot loader is working with the second image */
158#define FLASH_AREA_IMAGE_PRIMARY 5
159#define FLASH_AREA_IMAGE_SECONDARY 6
David Brown17e20d12017-09-12 11:53:20 -0600160```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800161
Marti Bolivar4e64d562017-08-04 14:53:33 -0400162The bootloader area contains the bootloader image itself. The other areas are
David Vinczeb75c12a2019-03-22 14:58:33 +0100163described in subsequent sections. The flash could contain multiple executable
164images therefore the flash area IDs of primary and secondary areas are mapped
165based on the number of the active image (on which the bootloader is currently
166working).
Marti Bolivar4e64d562017-08-04 14:53:33 -0400167
Fabio Utzigd37d8772019-12-03 10:32:18 -0300168## [Image Slots](#image-slots)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800169
David Vinczeb75c12a2019-03-22 14:58:33 +0100170A portion of the flash memory can be partitioned into multiple image areas, each
171contains two image slots: a primary slot and a secondary slot.
David Vinczee574f2d2020-07-10 11:42:03 +0200172Normally, the boot loader will only run an image from the primary slot, so
173images must be built such that they can run from that fixed location in flash
Tamas Banfe031092020-09-10 17:32:39 +0200174(the exception to this is the [direct-xip](#direct-xip) and the
175[ram-load](#ram-load) upgrade mode). If the boot loader needs to run the
176image resident in the secondary slot, it must copy its contents into the primary
177slot before doing so, either by swapping the two images or by overwriting the
178contents of the primary slot. The bootloader supports either swap- or
179overwrite-based image upgrades, but must be configured at build time to choose
180one of these two strategies.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800181
David Vinczeb75c12a2019-03-22 14:58:33 +0100182In addition to the slots of image areas, the boot loader requires a scratch
183area to allow for reliable image swapping. The scratch area must have a size
184that is enough to store at least the largest sector that is going to be swapped.
185Many devices have small equally sized flash sectors, eg 4K, while others have
David Vincze2d736ad2019-02-18 11:50:22 +0100186variable sized sectors where the largest sectors might be 128K or 256K, so the
187scratch must be big enough to store that. The scratch is only ever used when
188swapping firmware, which means only when doing an upgrade. Given that, the main
189reason for using a larger size for the scratch is that flash wear will be more
190evenly distributed, because a single sector would be written twice the number of
191times than using two sectors, for example. To evaluate the ideal size of the
192scratch for your use case the following parameters are relevant:
Fabio Utziga722f5a2017-12-12 14:04:53 -0200193
194* the ratio of image size / scratch size
195* the number of erase cycles supported by the flash hardware
196
197The image size is used (instead of slot size) because only the slot's sectors
198that are actually used for storing the image are copied. The image/scratch ratio
199is the number of times the scratch will be erased on every upgrade. The number
200of erase cycles divided by the image/scratch ratio will give you the number of
201times an upgrade can be performed before the device goes out of spec.
202
203```
204num_upgrades = number_of_erase_cycles / (image_size / scratch_size)
205```
206
207Let's assume, for example, a device with 10000 erase cycles, an image size of
208150K and a scratch of 4K (usual minimum size of 4K sector devices). This would
209result in a total of:
210
211`10000 / (150 / 4) ~ 267`
212
213Increasing the scratch to 16K would give us:
214
215`10000 / (150 / 16) ~ 1067`
216
217There is no *best* ratio, as the right size is use-case dependent. Factors to
218consider include the number of times a device will be upgraded both in the field
David Vincze2d736ad2019-02-18 11:50:22 +0100219and during development, as well as any desired safety margin on the
220manufacturer's specified number of erase cycles. In general, using a ratio that
221allows hundreds to thousands of field upgrades in production is recommended.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800222
David Vinczee574f2d2020-07-10 11:42:03 +0200223### [Equal slots (direct-xip)](#direct-xip)
224
225When the direct-xip mode is enabled the active image flag is "moved" between the
226slots during image upgrade and in contrast to the above, the bootloader can
227run an image directly from either the primary or the secondary slot (without
228having to move/copy it into the primary slot). Therefore the image update
229client, which downloads the new images must be aware, which slot contains the
230active image and which acts as a staging area and it is responsible for loading
231the proper images into the proper slot. All this requires that the images be
232built to be executed from the corresponding slot. At boot time the bootloader
233first looks for images in the slots and then inspects the version numbers in the
234image headers. It selects the newest image (with the highest version number) and
235then checks its validity (integrity check, signature verification etc.). If the
236image is invalid MCUboot erases its memory slot and starts to validate the other
237image. After a successful validation of the selected image the bootloader
238chain-loads it.
David Vincze505fba22020-10-22 13:53:29 +0200239
240An additional "revert" mechanism is also supported. For more information, please
241read the [corresponding section](#direct-xip-revert).
David Vinczee574f2d2020-07-10 11:42:03 +0200242Handling the primary and secondary slots as equals has its drawbacks. Since the
243images are not moved between the slots, the on-the-fly image
244encryption/decryption can't be supported (it only applies to storing the image
245in an external flash on the device, the transport of encrypted image data is
246still feasible).
247
248The overwrite and the direct-xip upgrade strategies are substantially simpler to
249implement than the image swapping strategy, especially since the bootloader must
250work properly even when it is reset during the middle of an image swap. For this
251reason, the rest of the document describes its behavior when configured to swap
252images during an upgrade.
Marti Bolivara91674f2017-08-04 14:56:08 -0400253
Tamas Banfe031092020-09-10 17:32:39 +0200254### [RAM Loading](#ram-load)
255
256In ram-load mode the slots are equal. Like the direct-xip mode, this mode
257also selects the newest image by reading the image version numbers in the image
258headers. But instead of executing it in place, the newest image is copied to the
259RAM for execution. The load address, the location in RAM where the image is
260copied to, is stored in the image header. The ram-load upgrade mode can be
261useful when there is no internal flash in the SoC, but there is a big enough
262internal RAM to hold the images. Usually in this case the images are stored
263in an external storage device. Execution from external storage has some
264drawbacks (lower execution speed, image is exposed to attacks) therefore the
265image is always copied to the internal RAM before the authentication and
266execution. Ram-load mode requires the image to be built to be executed from
267the RAM address range instead of the storage device address range. If
268ram-load is enabled then platform must define the following parameters:
269
270```c
271#define IMAGE_EXECUTABLE_RAM_START <area_base_addr>
272#define IMAGE_EXECUTABLE_RAM_SIZE <area_size_in_bytes>
273```
274
275When ram-load is enabled, the `--load-addr <addr>` option of the `imgtool`
276script must also be used when signing the images. This option set the `RAM_LOAD`
277flag in the image header which indicates that the image should be loaded to the
278RAM and also set the load address in the image header.
279
280The ram-load mode currently supports only the single image boot and the image
281encryption feature is not supported.
282
Fabio Utzigd37d8772019-12-03 10:32:18 -0300283## [Boot Swap Types](#boot-swap-types)
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800284
Marti Bolivar048d8d82017-08-04 17:14:24 -0400285When the device first boots under normal circumstances, there is an up-to-date
David Vinczeba3bd602019-06-17 16:01:43 +0200286firmware image in each primary slot, which mcuboot can validate and then
David Vincze2d736ad2019-02-18 11:50:22 +0100287chain-load. In this case, no image swaps are necessary. During device upgrades,
David Vinczeba3bd602019-06-17 16:01:43 +0200288however, new candidate image(s) is present in the secondary slot(s), which
289mcuboot must swap into the primary slot(s) before booting as discussed above.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800290
Marti Bolivar048d8d82017-08-04 17:14:24 -0400291Upgrading an old image with a new one by swapping can be a two-step process. In
292this process, mcuboot performs a "test" swap of image data in flash and boots
David Vinczeba3bd602019-06-17 16:01:43 +0200293the new image or it will be executed during operation. The new image can then
294update the contents of flash at runtime to mark itself "OK", and mcuboot will
295then still choose to run it during the next boot. When this happens, the swap is
296made "permanent". If this doesn't happen, mcuboot will perform a "revert" swap
297during the next boot by swapping the image(s) back into its original location(s)
298, and attempting to boot the old image(s).
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800299
Marti Bolivar048d8d82017-08-04 17:14:24 -0400300Depending on the use case, the first swap can also be made permanent directly.
301In this case, mcuboot will never attempt to revert the images on the next reset.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800302
Marti Bolivar048d8d82017-08-04 17:14:24 -0400303Test swaps are supported to provide a rollback mechanism to prevent devices
304from becoming "bricked" by bad firmware. If the device crashes immediately
305upon booting a new (bad) image, mcuboot will revert to the old (working) image
306at the next device reset, rather than booting the bad image again. This allows
307device firmware to make test swaps permanent only after performing a self-test
308routine.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800309
David Vinczeba3bd602019-06-17 16:01:43 +0200310On startup, mcuboot inspects the contents of flash to decide for each images
311which of these "swap types" to perform; this decision determines how it
312proceeds.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800313
Marti Bolivar048d8d82017-08-04 17:14:24 -0400314The possible swap types, and their meanings, are:
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800315
David Brown17e20d12017-09-12 11:53:20 -0600316- `BOOT_SWAP_TYPE_NONE`: The "usual" or "no upgrade" case; attempt to boot the
David Vincze2d736ad2019-02-18 11:50:22 +0100317 contents of the primary slot.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800318
David Vincze2d736ad2019-02-18 11:50:22 +0100319- `BOOT_SWAP_TYPE_TEST`: Boot the contents of the secondary slot by swapping
320 images. Unless the swap is made permanent, revert back on the next boot.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800321
David Brown17e20d12017-09-12 11:53:20 -0600322- `BOOT_SWAP_TYPE_PERM`: Permanently swap images, and boot the upgraded image
Marti Bolivar048d8d82017-08-04 17:14:24 -0400323 firmware.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800324
David Vincze2d736ad2019-02-18 11:50:22 +0100325- `BOOT_SWAP_TYPE_REVERT`: A previous test swap was not made permanent;
326 swap back to the old image whose data are now in the secondary slot. If the
327 old image marks itself "OK" when it boots, the next boot will have swap type
328 `BOOT_SWAP_TYPE_NONE`.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800329
David Brown17e20d12017-09-12 11:53:20 -0600330- `BOOT_SWAP_TYPE_FAIL`: Swap failed because image to be run is not valid.
Marti Bolivar048d8d82017-08-04 17:14:24 -0400331
David Brown17e20d12017-09-12 11:53:20 -0600332- `BOOT_SWAP_TYPE_PANIC`: Swapping encountered an unrecoverable error.
Marti Bolivar048d8d82017-08-04 17:14:24 -0400333
334The "swap type" is a high-level representation of the outcome of the
335boot. Subsequent sections describe how mcuboot determines the swap type from
336the bit-level contents of flash.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800337
David Vincze505fba22020-10-22 13:53:29 +0200338### [Revert mechanism in direct-xip mode](#direct-xip-revert)
339
340The direct-xip mode also supports a "revert" mechanism which is the equivalent
341of the swap mode's "revert" swap. It can be enabled with the
342MCUBOOT_DIRECT_XIP_REVERT config option and an image trailer must also be added
343to the signed images (the "--pad" option of the `imgtool` script must be used).
344For more information on this please read the [Image Trailer](#image-trailer)
345section and the [imgtool](imgtool.md) documentation. Making the images permanent
346(marking them as confirmed in advance) is also supported just like in swap mode.
347The individual steps of the direct-xip mode's "revert" mechanism are the
348following:
349
3501. Select the slot which holds the newest potential image.
3512. Was the image previously selected to run (during a previous boot)?
352 + Yes: Did the image mark itself "OK" (was the self-test successful)?
353 + Yes.
354 - Proceed to step 3.
355 + No.
356 - Erase the image from the slot to prevent it from being selected
357 again during the next boot.
358 - Return to step 1 (the bootloader will attempt to select and
359 possibly boot the previous image if there is one).
360 + No.
361 - Mark the image as "selected" (set the copy_done flag in the trailer).
362 - Proceed to step 3.
3633. Proceed to image validation ...
364
Fabio Utzigd37d8772019-12-03 10:32:18 -0300365## [Image Trailer](#image-trailer)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800366
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300367For the bootloader to be able to determine the current state and what actions
Marti Bolivar42818032017-08-04 15:45:01 -0400368should be taken during the current boot operation, it uses metadata stored in
369the image flash areas. While swapping, some of this metadata is temporarily
370copied into and out of the scratch area.
371
372This metadata is located at the end of the image flash areas, and is called an
373image trailer. An image trailer has the following structure:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800374
David Brown17e20d12017-09-12 11:53:20 -0600375```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800376 0 1 2 3
377 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
378 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collins92ea77f2016-12-12 15:59:26 -0800379 ~ ~
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300380 ~ Swap status (BOOT_MAX_IMG_SECTORS * min-write-size * 3) ~
Christopher Collins92ea77f2016-12-12 15:59:26 -0800381 ~ ~
382 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700383 | Encryption key 0 (16 octets) [*] |
384 | |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800385 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700386 | Encryption key 1 (16 octets) [*] |
387 | |
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300388 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700389 | Swap size (4 octets) |
Fabio Utzigea422c22017-09-11 11:02:47 -0300390 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Vinczee2453472019-06-17 12:31:59 +0200391 | Swap info | 0xff padding (7 octets) |
Fabio Utzigea422c22017-09-11 11:02:47 -0300392 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700393 | Copy done | 0xff padding (7 octets) |
394 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
395 | Image OK | 0xff padding (7 octets) |
396 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
397 | MAGIC (16 octets) |
398 | |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800399 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Brown17e20d12017-09-12 11:53:20 -0600400```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800401
Christopher Collinsa1c12042019-05-23 14:00:28 -0700402[*]: Only present if the encryption option is enabled (`MCUBOOT_ENC_IMAGES`).
403
Marti Bolivar42818032017-08-04 15:45:01 -0400404The offset immediately following such a record represents the start of the next
405flash area.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800406
407Note: "min-write-size" is a property of the flash hardware. If the hardware
408allows individual bytes to be written at arbitrary addresses, then
409min-write-size is 1. If the hardware only allows writes at even addresses,
410then min-write-size is 2, and so on.
411
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400412An image trailer contains the following fields:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800413
Marti Bolivar1dcb6852017-08-04 15:59:32 -04004141. Swap status: A series of records which records the progress of an image
David Vincze2d736ad2019-02-18 11:50:22 +0100415 swap. To swap entire images, data are swapped between the two image areas
416 one or more sectors at a time, like this:
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400417
David Vincze2d736ad2019-02-18 11:50:22 +0100418 - sector data in the primary slot is copied into scratch, then erased
419 - sector data in the secondary slot is copied into the primary slot,
420 then erased
421 - sector data in scratch is copied into the secondary slot
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400422
423As it swaps images, the bootloader updates the swap status field in a way that
424allows it to compute how far this swap operation has progressed for each
425sector. The swap status field can thus used to resume a swap operation if the
426bootloader is halted while a swap operation is ongoing and later reset. The
David Vincze2d736ad2019-02-18 11:50:22 +0100427`BOOT_MAX_IMG_SECTORS` value is the configurable maximum number of sectors
428mcuboot supports for each image; its value defaults to 128, but allows for
429either decreasing this size, to limit RAM usage, or to increase it in devices
430that have massive amounts of Flash or very small sized sectors and thus require
431a bigger configuration to allow for the handling of all slot's sectors.
432The factor of min-write-sz is due to the behavior of flash hardware. The factor
433of 3 is explained below.
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300434
Christopher Collinsa1c12042019-05-23 14:00:28 -07004352. Encryption keys: key-encrypting keys (KEKs). These keys are needed for
436 image encryption and decryption. See the
437 [encrypted images](encrypted_images.md) document for more information.
438
4393. Swap size: When beginning a new swap operation, the total size that needs
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +0000440 to be swapped (based on the slot with largest image + TLVs) is written to
David Vincze2d736ad2019-02-18 11:50:22 +0100441 this location for easier recovery in case of a reset while performing the
442 swap.
Fabio Utzigea422c22017-09-11 11:02:47 -0300443
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +00004444. Swap info: A single byte which encodes the following information:
David Vinczee2453472019-06-17 12:31:59 +0200445 - Swap type: Stored in bits 0-3. Indicating the type of swap operation in
446 progress. When mcuboot resumes an interrupted swap, it uses this field to
447 determine the type of operation to perform. This field contains one of the
448 following values in the table below.
449 - Image number: Stored in bits 4-7. It has always 0 value at single image
450 boot. In case of multi image boot it indicates, which image was swapped when
451 interrupt happened. The same scratch area is used during in case of all
452 image swap operation. Therefore this field is used to determine which image
453 the trailer belongs to if boot status is found on scratch area when the swap
454 operation is resumed.
Christopher Collinsa1c12042019-05-23 14:00:28 -0700455
456| Name | Value |
457| ------------------------- | ----- |
458| `BOOT_SWAP_TYPE_TEST` | 2 |
459| `BOOT_SWAP_TYPE_PERM` | 3 |
460| `BOOT_SWAP_TYPE_REVERT` | 4 |
461
462
4635. Copy done: A single byte indicating whether the image in this slot is
David Brown17e20d12017-09-12 11:53:20 -0600464 complete (0x01=done; 0xff=not done).
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300465
Christopher Collinsa1c12042019-05-23 14:00:28 -07004666. Image OK: A single byte indicating whether the image in this slot has been
David Brown17e20d12017-09-12 11:53:20 -0600467 confirmed as good by the user (0x01=confirmed; 0xff=not confirmed).
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300468
Christopher Collinsa1c12042019-05-23 14:00:28 -07004697. MAGIC: The following 16 bytes, written in host-byte-order:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800470
David Brown17e20d12017-09-12 11:53:20 -0600471``` c
Christopher Collins92ea77f2016-12-12 15:59:26 -0800472 const uint32_t boot_img_magic[4] = {
473 0xf395c277,
474 0x7fefd260,
475 0x0f505235,
476 0x8079b62c,
477 };
David Brown17e20d12017-09-12 11:53:20 -0600478```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800479
Fabio Utzigd37d8772019-12-03 10:32:18 -0300480## [IMAGE TRAILERS](#image-trailers)
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300481
Marti Bolivar048d8d82017-08-04 17:14:24 -0400482At startup, the boot loader determines the boot swap type by inspecting the
483image trailers. When using the term "image trailers" what is meant is the
484aggregate information provided by both image slot's trailers.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300485
Fabio Utzigd37d8772019-12-03 10:32:18 -0300486### [New swaps (non-resumes)](#new-swaps-non-resumes)
Christopher Collinsa1c12042019-05-23 14:00:28 -0700487
488For new swaps, mcuboot must inspect a collection of fields to determine which
489swap operation to perform.
490
David Vincze2d736ad2019-02-18 11:50:22 +0100491The image trailers records are structured around the limitations imposed by
492flash hardware. As a consequence, they do not have a very intuitive design, and
493it is difficult to get a sense of the state of the device just by looking at the
Marti Bolivar048d8d82017-08-04 17:14:24 -0400494image trailers. It is better to map all the possible trailer states to the swap
495types described above via a set of tables. These tables are reproduced below.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300496
497Note: An important caveat about the tables described below is that they must
498be evaluated in the order presented here. Lower state numbers must have a
499higher priority when testing the image trailers.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800500
David Brown17e20d12017-09-12 11:53:20 -0600501```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800502 State I
David Vincze2d736ad2019-02-18 11:50:22 +0100503 | primary slot | secondary slot |
504 -----------------+--------------+----------------|
505 magic | Any | Good |
506 image-ok | Any | Unset |
507 copy-done | Any | Any |
508 -----------------+--------------+----------------'
509 result: BOOT_SWAP_TYPE_TEST |
510 -------------------------------------------------'
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300511
Christopher Collins92ea77f2016-12-12 15:59:26 -0800512
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300513 State II
David Vincze2d736ad2019-02-18 11:50:22 +0100514 | primary slot | secondary slot |
515 -----------------+--------------+----------------|
516 magic | Any | Good |
517 image-ok | Any | 0x01 |
518 copy-done | Any | Any |
519 -----------------+--------------+----------------'
520 result: BOOT_SWAP_TYPE_PERM |
521 -------------------------------------------------'
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300522
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800523
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300524 State III
David Vincze2d736ad2019-02-18 11:50:22 +0100525 | primary slot | secondary slot |
526 -----------------+--------------+----------------|
527 magic | Good | Unset |
528 image-ok | 0xff | Any |
529 copy-done | 0x01 | Any |
530 -----------------+--------------+----------------'
531 result: BOOT_SWAP_TYPE_REVERT |
532 -------------------------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600533```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800534
Marti Bolivar048d8d82017-08-04 17:14:24 -0400535Any of the above three states results in mcuboot attempting to swap images.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800536
Marti Bolivar048d8d82017-08-04 17:14:24 -0400537Otherwise, mcuboot does not attempt to swap images, resulting in one of the
538other three swap types, as illustrated by State IV.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300539
David Brown17e20d12017-09-12 11:53:20 -0600540```
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300541 State IV
David Vincze2d736ad2019-02-18 11:50:22 +0100542 | primary slot | secondary slot |
543 -----------------+--------------+----------------|
544 magic | Any | Any |
545 image-ok | Any | Any |
546 copy-done | Any | Any |
547 -----------------+--------------+----------------'
548 result: BOOT_SWAP_TYPE_NONE, |
549 BOOT_SWAP_TYPE_FAIL, or |
550 BOOT_SWAP_TYPE_PANIC |
551 -------------------------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600552```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800553
Marti Bolivar048d8d82017-08-04 17:14:24 -0400554In State IV, when no errors occur, mcuboot will attempt to boot the contents of
David Vincze2d736ad2019-02-18 11:50:22 +0100555the primary slot directly, and the result is `BOOT_SWAP_TYPE_NONE`. If the image
556in the primary slot is not valid, the result is `BOOT_SWAP_TYPE_FAIL`. If a
557fatal error occurs during boot, the result is `BOOT_SWAP_TYPE_PANIC`. If the
558result is either `BOOT_SWAP_TYPE_FAIL` or `BOOT_SWAP_TYPE_PANIC`, mcuboot hangs
559rather than booting an invalid or compromised image.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300560
Marti Bolivar048d8d82017-08-04 17:14:24 -0400561Note: An important caveat to the above is the result when a swap is requested
David Vincze2d736ad2019-02-18 11:50:22 +0100562 and the image in the secondary slot fails to validate, due to a hashing or
563 signing error. This state behaves as State IV with the extra action of
564 marking the image in the primary slot as "OK", to prevent further attempts
565 to swap.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300566
Fabio Utzigd37d8772019-12-03 10:32:18 -0300567### [Resumed swaps](#resumed-swaps)
Christopher Collinsa1c12042019-05-23 14:00:28 -0700568
569If mcuboot determines that it is resuming an interrupted swap (i.e., a reset
570occurred mid-swap), it fully determines the operation to resume by reading the
David Vinczee2453472019-06-17 12:31:59 +0200571`swap info` field from the active trailer and extracting the swap type from bits
5720-3. The set of tables in the previous section are not necessary in the resume
573case.
Christopher Collinsa1c12042019-05-23 14:00:28 -0700574
Fabio Utzigd37d8772019-12-03 10:32:18 -0300575## [High-Level Operation](#high-level-operation)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800576
577With the terms defined, we can now explore the boot loader's operation. First,
578a high-level overview of the boot process is presented. Then, the following
579sections describe each step of the process in more detail.
580
581Procedure:
582
David Brown17e20d12017-09-12 11:53:20 -06005831. Inspect swap status region; is an interrupted swap being resumed?
Fabio Utzig75b34412019-09-06 08:30:43 -0300584 + Yes: Complete the partial swap operation; skip to step 3.
585 + No: Proceed to step 2.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800586
David Brown17e20d12017-09-12 11:53:20 -06005872. Inspect image trailers; is a swap requested?
Fabio Utzig75b34412019-09-06 08:30:43 -0300588 + Yes:
589 1. Is the requested image valid (integrity and security check)?
590 + Yes.
591 a. Perform swap operation.
592 b. Persist completion of swap procedure to image trailers.
593 c. Proceed to step 3.
594 + No.
595 a. Erase invalid image.
596 b. Persist failure of swap procedure to image trailers.
597 c. Proceed to step 3.
598
599 + No: Proceed to step 3.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800600
David Vincze2d736ad2019-02-18 11:50:22 +01006013. Boot into image in primary slot.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800602
Fabio Utzigd37d8772019-12-03 10:32:18 -0300603### [Multiple Image Boot](#multiple-image-boot)
David Vinczeba3bd602019-06-17 16:01:43 +0200604
605When the flash contains multiple executable images the boot loader's operation
606is a bit more complex but similar to the previously described procedure with
607one image. Every image can be updated independently therefore the flash is
608partitioned further to arrange two slots for each image.
609```
610+--------------------+
611| MCUBoot |
612+--------------------+
613 ~~~~~ <- memory might be not contiguous
614+--------------------+
615| Image 0 |
616| primary slot |
617+--------------------+
618| Image 0 |
619| secondary slot |
620+--------------------+
621 ~~~~~ <- memory might be not contiguous
622+--------------------+
623| Image N |
624| primary slot |
625+--------------------+
626| Image N |
627| secondary slot |
628+--------------------+
629| Scratch |
630+--------------------+
631```
David Vinczee32483f2019-06-13 10:46:24 +0200632MCUBoot is also capable of handling dependencies between images. For example
633if an image needs to be reverted it might be necessary to revert another one too
634(e.g. due to API incompatibilities) or simply to prevent from being updated
635because of an unsatisfied dependency. Therefore all aborted swaps have to be
636completed and all the swap types have to be determined for each image before
637the dependency checks. Dependency handling is described in more detail in a
638following section. The multiple image boot procedure is organized in loops which
639iterate over all the firmware images. The high-level overview of the boot
640process is presented below.
David Vinczeba3bd602019-06-17 16:01:43 +0200641
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700642+ Loop 1. Iterate over all images
David Vinczeba3bd602019-06-17 16:01:43 +0200643 1. Inspect swap status region of current image; is an interrupted swap being
644 resumed?
645 + Yes:
646 + Review the validity of previously determined swap types
647 of other images.
648 + Complete the partial swap operation.
649 + Mark the swap type as `None`.
650 + Skip to next image.
651 + No: Proceed to step 2.
652
653 2. Inspect image trailers in the primary and secondary slot; is an image
654 swap requested?
655 + Yes: Review the validity of previously determined swap types of other
656 images. Is the requested image valid (integrity and security
657 check)?
658 + Yes:
659 + Set the previously determined swap type for the current image.
660 + Skip to next image.
661 + No:
662 + Erase invalid image.
663 + Persist failure of swap procedure to image trailers.
664 + Mark the swap type as `Fail`.
665 + Skip to next image.
666 + No:
667 + Mark the swap type as `None`.
668 + Skip to next image.
669
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700670+ Loop 2. Iterate over all images
David Vinczee32483f2019-06-13 10:46:24 +0200671 1. Does the current image depend on other image(s)?
672 + Yes: Are all the image dependencies satisfied?
673 + Yes: Skip to next image.
674 + No:
675 + Modify swap type depending on what the previous type was.
676 + Restart dependency check from the first image.
677 + No: Skip to next image.
David Vinczeba3bd602019-06-17 16:01:43 +0200678
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700679+ Loop 3. Iterate over all images
David Vinczeba3bd602019-06-17 16:01:43 +0200680 1. Is an image swap requested?
681 + Yes:
682 + Perform image update operation.
683 + Persist completion of swap procedure to image trailers.
684 + Skip to next image.
685 + No: Skip to next image.
686
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700687+ Loop 4. Iterate over all images
David Vinczeba3bd602019-06-17 16:01:43 +0200688 1. Validate image in the primary slot (integrity and security check) or
689 at least do a basic sanity check to avoid booting into an empty flash
690 area.
691
692+ Boot into image in the primary slot of the 0th image position\
693 (other image in the boot chain is started by another image).
694
Fabio Utzigd37d8772019-12-03 10:32:18 -0300695## [Image Swapping](#image-swapping)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800696
697The boot loader swaps the contents of the two image slots for two reasons:
Fabio Utzig75b34412019-09-06 08:30:43 -0300698
699 * User has issued a "set pending" operation; the image in the secondary slot
Håkon Øye Amundsen11d91c32020-03-04 08:49:47 +0000700 should be run once (state I) or repeatedly (state II), depending on
Fabio Utzig75b34412019-09-06 08:30:43 -0300701 whether a permanent swap was specified.
702 * Test image rebooted without being confirmed; the boot loader should
Håkon Øye Amundsen11d91c32020-03-04 08:49:47 +0000703 revert to the original image currently in the secondary slot (state III).
Christopher Collins92ea77f2016-12-12 15:59:26 -0800704
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300705If the image trailers indicates that the image in the secondary slot should be
Christopher Collins92ea77f2016-12-12 15:59:26 -0800706run, the boot loader needs to copy it to the primary slot. The image currently
707in the primary slot also needs to be retained in flash so that it can be used
708later. Furthermore, both images need to be recoverable if the boot loader
709resets in the middle of the swap operation. The two images are swapped
710according to the following procedure:
711
Fabio Utzig60319ac2019-09-06 08:29:50 -03007121. Determine if both slots are compatible enough to have their images swapped.
713 To be compatible, both have to have only sectors that can fit into the
714 scratch area and if one of them has larger sectors than the other, it must
715 be able to entirely fit some rounded number of sectors from the other slot.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300716 In the next steps we'll use the terminology "region" for the total amount of
717 data copied/erased because this can be any amount of sectors depending on
718 how many the scratch is able to fit for some swap operation.
7192. Iterate the list of region indices in descending order (i.e., starting
720 with the greatest index); only regions that are predetermined to be part of
Fabio Utzig60319ac2019-09-06 08:29:50 -0300721 the image are copied; current element = "index".
722 + a. Erase scratch area.
723 + b. Copy secondary_slot[index] to scratch area.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300724 - If this is the last region in the slot, scratch area has a temporary
Fabio Utzig60319ac2019-09-06 08:29:50 -0300725 status area initialized to store the initial state, because the
Fabio Utzigc28005b2019-09-10 12:18:29 -0300726 primary slot's last region will have to be erased. In this case,
Fabio Utzig60319ac2019-09-06 08:29:50 -0300727 only the data that was calculated to amount to the image is copied.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300728 - Else if this is the first swapped region but not the last region in
Fabio Utzig60319ac2019-09-06 08:29:50 -0300729 the slot, initialize the status area in primary slot and copy the
Fabio Utzigc28005b2019-09-10 12:18:29 -0300730 full region contents.
731 - Else, copy entire region contents.
Fabio Utzig60319ac2019-09-06 08:29:50 -0300732 + c. Write updated swap status (i).
733 + d. Erase secondary_slot[index]
734 + e. Copy primary_slot[index] to secondary_slot[index] according to amount
735 previosly copied at step b.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300736 - If this is not the last region in the slot, erase the trailer in the
Fabio Utzig60319ac2019-09-06 08:29:50 -0300737 secondary slot, to always use the one in the primary slot.
738 + f. Write updated swap status (ii).
739 + g. Erase primary_slot[index].
740 + h. Copy scratch area to primary_slot[index] according to amount
741 previously copied at step b.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300742 - If this is the last region in the slot, the status is read from
Fabio Utzig60319ac2019-09-06 08:29:50 -0300743 scratch (where it was stored temporarily) and written anew in the
744 primary slot.
745 + i. Write updated swap status (iii).
7463. Persist completion of swap procedure to the primary slot image trailer.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800747
David Vincze2d736ad2019-02-18 11:50:22 +0100748The additional caveats in step 2f are necessary so that the secondary slot image
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800749trailer can be written by the user at a later time. With the image trailer
David Vincze2d736ad2019-02-18 11:50:22 +0100750unwritten, the user can test the image in the secondary slot
Håkon Øye Amundsen11d91c32020-03-04 08:49:47 +0000751(i.e., transition to state I).
Christopher Collins92ea77f2016-12-12 15:59:26 -0800752
Fabio Utzigc28005b2019-09-10 12:18:29 -0300753Note1: If the region being copied contains the last sector, then swap status is
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300754temporarily maintained on scratch for the duration of this operation, always
David Vincze2d736ad2019-02-18 11:50:22 +0100755using the primary slot's area otherwise.
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300756
757Note2: The bootloader tries to copy only used sectors (based on largest image
758installed on any of the slots), minimizing the amount of sectors copied and
759reducing the amount of time required for a swap operation.
760
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800761The particulars of step 3 vary depending on whether an image is being tested,
David Vincze2d736ad2019-02-18 11:50:22 +0100762permanently used, reverted or a validation failure of the secondary slot
763happened when a swap was requested:
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300764
Christopher Collins92ea77f2016-12-12 15:59:26 -0800765 * test:
David Vincze2d736ad2019-02-18 11:50:22 +0100766 o Write primary_slot.copy_done = 1
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800767 (swap caused the following values to be written:
David Vincze2d736ad2019-02-18 11:50:22 +0100768 primary_slot.magic = BOOT_MAGIC
Håkon Øye Amundsencdf94c22020-03-04 08:52:31 +0000769 secondary_slot.magic = UNSET
David Vincze2d736ad2019-02-18 11:50:22 +0100770 primary_slot.image_ok = Unset)
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800771
772 * permanent:
David Vincze2d736ad2019-02-18 11:50:22 +0100773 o Write primary_slot.copy_done = 1
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800774 (swap caused the following values to be written:
David Vincze2d736ad2019-02-18 11:50:22 +0100775 primary_slot.magic = BOOT_MAGIC
Håkon Øye Amundsencdf94c22020-03-04 08:52:31 +0000776 secondary_slot.magic = UNSET
David Vincze2d736ad2019-02-18 11:50:22 +0100777 primary_slot.image_ok = 0x01)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800778
779 * revert:
David Vincze2d736ad2019-02-18 11:50:22 +0100780 o Write primary_slot.copy_done = 1
781 o Write primary_slot.image_ok = 1
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300782 (swap caused the following values to be written:
David Vincze2d736ad2019-02-18 11:50:22 +0100783 primary_slot.magic = BOOT_MAGIC)
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300784
David Vincze2d736ad2019-02-18 11:50:22 +0100785 * failure to validate the secondary slot:
786 o Write primary_slot.image_ok = 1
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300787
David Vincze2d736ad2019-02-18 11:50:22 +0100788After completing the operations as described above the image in the primary slot
789should be booted.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800790
Fabio Utzigd37d8772019-12-03 10:32:18 -0300791## [Swap Status](#swap-status)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800792
793The swap status region allows the boot loader to recover in case it restarts in
794the middle of an image swap operation. The swap status region consists of a
795series of single-byte records. These records are written independently, and
796therefore must be padded according to the minimum write size imposed by the
797flash hardware. In the below figure, a min-write-size of 1 is assumed for
798simplicity. The structure of the swap status region is illustrated below. In
799this figure, a min-write-size of 1 is assumed for simplicity.
800
David Brown17e20d12017-09-12 11:53:20 -0600801```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800802 0 1 2 3
803 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
804 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
805 |sec127,state 0 |sec127,state 1 |sec127,state 2 |sec126,state 0 |
806 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
807 |sec126,state 1 |sec126,state 2 |sec125,state 0 |sec125,state 1 |
808 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
809 |sec125,state 2 | |
810 +-+-+-+-+-+-+-+-+ +
811 ~ ~
812 ~ [Records for indices 124 through 1 ~
813 ~ ~
814 ~ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
815 ~ |sec000,state 0 |sec000,state 1 |sec000,state 2 |
816 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Brown17e20d12017-09-12 11:53:20 -0600817```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800818
819The above is probably not helpful at all; here is a description in English.
820
821Each image slot is partitioned into a sequence of flash sectors. If we were to
822enumerate the sectors in a single slot, starting at 0, we would have a list of
823sector indices. Since there are two image slots, each sector index would
824correspond to a pair of sectors. For example, sector index 0 corresponds to
David Vincze2d736ad2019-02-18 11:50:22 +0100825the first sector in the primary slot and the first sector in the secondary slot.
826Finally, reverse the list of indices such that the list starts with index
827`BOOT_MAX_IMG_SECTORS - 1` and ends with 0. The swap status region is a
828representation of this reversed list.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800829
830During a swap operation, each sector index transitions through four separate
831states:
David Brown17e20d12017-09-12 11:53:20 -0600832```
David Vincze2d736ad2019-02-18 11:50:22 +01008330. primary slot: image 0, secondary slot: image 1, scratch: N/A
8341. primary slot: image 0, secondary slot: N/A, scratch: image 1 (1->s, erase 1)
8352. primary slot: N/A, secondary slot: image 0, scratch: image 1 (0->1, erase 0)
8363. primary slot: image 1, secondary slot: image 0, scratch: N/A (s->0)
David Brown17e20d12017-09-12 11:53:20 -0600837```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800838
839Each time a sector index transitions to a new state, the boot loader writes a
840record to the swap status region. Logically, the boot loader only needs one
841record per sector index to keep track of the current swap state. However, due
842to limitations imposed by flash hardware, a record cannot be overwritten when
843an index's state changes. To solve this problem, the boot loader uses three
844records per sector index rather than just one.
845
846Each sector-state pair is represented as a set of three records. The record
847values map to the above four states as follows
848
David Brown17e20d12017-09-12 11:53:20 -0600849```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800850 | rec0 | rec1 | rec2
851 --------+------+------+------
852 state 0 | 0xff | 0xff | 0xff
853 state 1 | 0x01 | 0xff | 0xff
854 state 2 | 0x01 | 0x02 | 0xff
855 state 3 | 0x01 | 0x02 | 0x03
David Brown17e20d12017-09-12 11:53:20 -0600856```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800857
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300858The swap status region can accommodate `BOOT_MAX_IMG_SECTORS` sector indices.
David Vincze2d736ad2019-02-18 11:50:22 +0100859Hence, the size of the region, in bytes, is
860`BOOT_MAX_IMG_SECTORS * min-write-size * 3`. The only requirement for the index
861count is that it is great enough to account for a maximum-sized image
862(i.e., at least as great as the total sector count in an image slot). If a
863device's image slots have been configured with `BOOT_MAX_IMG_SECTORS: 128` and
864use less than 128 sectors, the first record that gets written will be somewhere
865in the middle of the region. For example, if a slot uses 64 sectors, the first
866sector index that gets swapped is 63, which corresponds to the exact halfway
867point within the region.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800868
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300869Note: since the scratch area only ever needs to record swapping of the last
870sector, it uses at most min-write-size * 3 bytes for its own status area.
871
Fabio Utzigd37d8772019-12-03 10:32:18 -0300872## [Reset Recovery](#reset-recovery)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800873
874If the boot loader resets in the middle of a swap operation, the two images may
875be discontiguous in flash. Bootutil recovers from this condition by using the
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300876image trailers to determine how the image parts are distributed in flash.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800877
878The first step is determine where the relevant swap status region is located.
879Because this region is embedded within the image slots, its location in flash
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300880changes during a swap operation. The below set of tables map image trailers
Christopher Collins92ea77f2016-12-12 15:59:26 -0800881contents to swap status location. In these tables, the "source" field
David Vinczeba3bd602019-06-17 16:01:43 +0200882indicates where the swap status region is located. In case of multi image boot
883the images primary area and the single scratch area is always examined in pairs.
884If swap status found on scratch area then it might not belong to the current
885image. The swap_info field of swap status stores the corresponding image number.
886If it does not match then "source: none" is returned.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800887
David Brown17e20d12017-09-12 11:53:20 -0600888```
David Vincze2d736ad2019-02-18 11:50:22 +0100889 | primary slot | scratch |
890 ----------+--------------+--------------|
891 magic | Good | Any |
892 copy-done | 0x01 | N/A |
893 ----------+--------------+--------------'
894 source: none |
895 ----------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400896
David Vincze2d736ad2019-02-18 11:50:22 +0100897 | primary slot | scratch |
898 ----------+--------------+--------------|
899 magic | Good | Any |
900 copy-done | 0xff | N/A |
901 ----------+--------------+--------------'
902 source: primary slot |
903 ----------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400904
David Vincze2d736ad2019-02-18 11:50:22 +0100905 | primary slot | scratch |
906 ----------+--------------+--------------|
907 magic | Any | Good |
908 copy-done | Any | N/A |
909 ----------+--------------+--------------'
910 source: scratch |
911 ----------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400912
David Vincze2d736ad2019-02-18 11:50:22 +0100913 | primary slot | scratch |
914 ----------+--------------+--------------|
915 magic | Unset | Any |
916 copy-done | 0xff | N/A |
917 ----------+--------------+--------------|
918 source: primary slot |
919 ----------------------------------------+------------------------------+
920 This represents one of two cases: |
921 o No swaps ever (no status to read, so no harm in checking). |
922 o Mid-revert; status in the primary slot. |
923 For this reason we assume the primary slot as source, to trigger a |
924 check of the status area and find out if there was swapping under way. |
925 -----------------------------------------------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600926```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800927
Christopher Collinsa1c12042019-05-23 14:00:28 -0700928If the swap status region indicates that the images are not contiguous, mcuboot
929determines the type of swap operation that was interrupted by reading the `swap
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +0000930info` field in the active image trailer and extracting the swap type from bits
David Vinczee2453472019-06-17 12:31:59 +02009310-3 then resumes the operation. In other words, it applies the procedure defined
932in the previous section, moving image 1 into the primary slot and image 0 into
933the secondary slot. If the boot status indicates that an image part is present
934in the scratch area, this part is copied into the correct location by starting
935at step e or step h in the area-swap procedure, depending on whether the part
936belongs to image 0 or image 1.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800937
938After the swap operation has been completed, the boot loader proceeds as though
939it had just been started.
940
Fabio Utzigd37d8772019-12-03 10:32:18 -0300941## [Integrity Check](#integrity-check)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800942
943An image is checked for integrity immediately before it gets copied into the
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300944primary slot. If the boot loader doesn't perform an image swap, then it can
David Vincze2d736ad2019-02-18 11:50:22 +0100945perform an optional integrity check of the image in the primary slot if
946`MCUBOOT_VALIDATE_PRIMARY_SLOT` is set, otherwise it doesn't perform an
947integrity check.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800948
949During the integrity check, the boot loader verifies the following aspects of
950an image:
Fabio Utzig75b34412019-09-06 08:30:43 -0300951
Fabio Utzigfd140ec2019-09-12 14:37:48 -0300952 * 32-bit magic number must be correct (`IMAGE_MAGIC`).
Fabio Utzig75b34412019-09-06 08:30:43 -0300953 * Image must contain an `image_tlv_info` struct, identified by its magic
Fabio Utzigfd140ec2019-09-12 14:37:48 -0300954 (`IMAGE_TLV_PROT_INFO_MAGIC` or `IMAGE_TLV_INFO_MAGIC`) exactly following
955 the firmware (`hdr_size` + `img_size`). If `IMAGE_TLV_PROT_INFO_MAGIC` is
956 found then after `ih_protect_tlv_size` bytes, another `image_tlv_info`
957 with magic equal to `IMAGE_TLV_INFO_MAGIC` must be present.
Fabio Utzig75b34412019-09-06 08:30:43 -0300958 * Image must contain a SHA256 TLV.
959 * Calculated SHA256 must match SHA256 TLV contents.
960 * Image *may* contain a signature TLV. If it does, it must also have a
961 KEYHASH TLV with the hash of the key that was used to sign. The list of
962 keys will then be iterated over looking for the matching key, which then
963 will then be used to verify the image contents.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800964
Fabio Utzigd37d8772019-12-03 10:32:18 -0300965## [Security](#security)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800966
967As indicated above, the final step of the integrity check is signature
968verification. The boot loader can have one or more public keys embedded in it
969at build time. During signature verification, the boot loader verifies that an
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +0000970image was signed with a private key that corresponds to the embedded KEYHASH
Fabio Utzigea422c22017-09-11 11:02:47 -0300971TLV.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800972
973For information on embedding public keys in the boot loader, as well as
Fabio Utzig4dce6aa2018-02-12 15:31:32 -0200974producing signed images, see: [signed_images](signed_images.md).
Fabio Utzigcdfa11a2018-10-01 09:45:54 -0300975
976If you want to enable and use encrypted images, see:
977[encrypted_images](encrypted_images.md).
David Vinczee32483f2019-06-13 10:46:24 +0200978
Tamas Banfe031092020-09-10 17:32:39 +0200979Note: Image encryption is not supported when the direct-xip or the ram-load
980upgrade strategy is selected.
David Vinczee574f2d2020-07-10 11:42:03 +0200981
David Vincze25459bf2020-04-21 17:11:20 +0200982### [Using Hardware Keys for Verification](#hw-key-support)
983
984By default, the whole public key is embedded in the bootloader code and its
985hash is added to the image manifest as a KEYHASH TLV entry. As an alternative
986the bootloader can be made independent of the keys by setting the
987`MCUBOOT_HW_KEY` option. In this case the hash of the public key must be
988provisioned to the target device and mcuboot must be able to retrieve the
989key-hash from there. For this reason the target must provide a definition
990for the `boot_retrieve_public_key_hash()` function which is declared in
991`boot/bootutil/include/bootutil/sign_key.h`. It is also required to use
992the `full` option for the `--public-key-format` imgtool argument in order to
993add the whole public key (PUBKEY TLV) to the image manifest instead of its
994hash (KEYHASH TLV). During boot the public key is validated before using it for
995signature verification, mcuboot calculates the hash of the public key from the
996TLV area and compares it with the key-hash that was retrieved from the device.
997This way mcuboot is independent from the public key(s). The key(s) can be
998provisioned any time and by different parties.
999
Fabio Utzigd37d8772019-12-03 10:32:18 -03001000## [Protected TLVs](#protected-tlvs)
Fabio Utzigfd140ec2019-09-12 14:37:48 -03001001
1002If the TLV area contains protected TLV entries, by beginning with a `struct
1003image_tlv_info` with a magic value of `IMAGE_TLV_PROT_INFO_MAGIC` then the
1004data of those TLVs must also be integrity and authenticity protected. Beyond
1005the full size of the protected TLVs being stored in the `image_tlv_info`,
1006the size of the protected TLVs together with the size of the `image_tlv_info`
1007struct itself are also saved in the `ih_protected_size` field inside the
1008header.
1009
1010Whenever an image has protected TLVs the SHA256 has to be calculated over
1011not just the image header and the image but also the TLV info header and the
1012protected TLVs.
1013
1014```
1015A +---------------------+
1016 | Header | <- struct image_header
1017 +---------------------+
1018 | Payload |
1019 +---------------------+
1020 | TLV area |
1021 | +-----------------+ | struct image_tlv_info with
1022 | | TLV area header | | <- IMAGE_TLV_PROT_INFO_MAGIC (optional)
1023 | +-----------------+ |
1024 | | Protected TLVs | | <- Protected TLVs (struct image_tlv)
1025B | +-----------------+ |
1026 | | TLV area header | | <- struct image_tlv_info with IMAGE_TLV_INFO_MAGIC
1027C | +-----------------+ |
1028 | | SHA256 hash | | <- hash from A - B (struct image_tlv)
1029D | +-----------------+ |
1030 | | Keyhash | | <- indicates which pub. key for sig (struct image_tlv)
1031 | +-----------------+ |
1032 | | Signature | | <- signature from C - D (struct image_tlv), only hash
1033 | +-----------------+ |
1034 +---------------------+
1035```
1036
Fabio Utzigd37d8772019-12-03 10:32:18 -03001037## [Dependency Check](#dependency-check)
David Vinczee32483f2019-06-13 10:46:24 +02001038
1039MCUBoot can handle multiple firmware images. It is possible to update them
1040independently but in many cases it can be desired to be able to describe
1041dependencies between the images (e.g. to ensure API compliance and avoid
1042interoperability issues).
1043
1044The dependencies between images can be described with additional TLV entries in
Fabio Utzigfd140ec2019-09-12 14:37:48 -03001045the protected TLV area after the end of an image. There can be more than one
1046dependency entry, but in practice if the platform only supports two individual
1047images then there can be maximum one entry which reflects to the other image.
David Vinczee32483f2019-06-13 10:46:24 +02001048
David Vinczee32483f2019-06-13 10:46:24 +02001049At the phase of dependency check all aborted swaps are finalized if there were
1050any. During the dependency check the boot loader verifies whether the image
1051dependencies are all satisfied. If at least one of the dependencies of an image
1052is not fulfilled then the swap type of that image has to be modified
1053accordingly and the dependency check needs to be restarted. This way the number
1054of unsatisfied dependencies will decrease or remain the same. There is always at
1055least 1 valid configuration. In worst case, the system returns to the initial
1056state after dependency check.
1057
1058For more information on adding dependency entries to an image,
1059see: [imgtool](imgtool.md).
Håkon Øye Amundsen2d1bac12020-01-03 13:08:09 +00001060
1061## [Downgrade Prevention](#downgrade-prevention)
1062
1063Downgrade prevention is a feature which enforces that the new image must have a
David Vinczec3084132020-02-18 14:50:47 +01001064higher version/security counter number than the image it is replacing, thus
1065preventing the malicious downgrading of the device to an older and possibly
1066vulnerable version of its firmware.
1067
1068### [SW Based Downgrade Prevention](#sw-downgrade-prevention)
1069
1070During the software based downgrade prevention the image version numbers are
1071compared. This feature is enabled with the `MCUBOOT_DOWNGRADE_PREVENTION`
1072option. In this case downgrade prevention is only available when the
1073overwrite-based image update strategy is used (i.e. `MCUBOOT_OVERWRITE_ONLY`
1074is set).
1075
1076### [HW Based Downgrade Prevention](#hw-downgrade-prevention)
1077
David Vincze25459bf2020-04-21 17:11:20 +02001078Each signed image can contain a security counter in its protected TLV area, which
1079can be added to the image using the `-s` option of the [imgtool](imgtool.md) script.
David Vinczec3084132020-02-18 14:50:47 +01001080During the hardware based downgrade prevention (alias rollback protection) the
1081new image's security counter will be compared with the currently active security
1082counter value which must be stored in a non-volatile and trusted component of
David Vincze25459bf2020-04-21 17:11:20 +02001083the device. It is beneficial to handle this counter independently from image
1084version number:
David Vinczec3084132020-02-18 14:50:47 +01001085
1086 * It does not need to increase with each software release,
1087 * It makes it possible to do software downgrade to some extent: if the
1088 security counter has the same value in the older image then it is accepted.
David Vincze25459bf2020-04-21 17:11:20 +02001089
1090It is an optional step of the image validation process and can be enabled with
1091the `MCUBOOT_HW_ROLLBACK_PROT` config option. When enabled, the target must
1092provide an implementation of the security counter interface defined in
1093`boot/bootutil/include/security_cnt.h`.
1094
1095## [Measured boot and data sharing](#boot-data-sharing)
1096
1097MCUBoot defines a mechanism for sharing boot status information (also known as
1098measured boot) and an interface for sharing application specific information
1099with the runtime software. If any of these are enabled the target must provide
1100a shared data area between the bootloader and runtime firmware and define the
1101following parameters:
1102
1103```c
1104#define MCUBOOT_SHARED_DATA_BASE <area_base_addr>
1105#define MCUBOOT_SHARED_DATA_SIZE <area_size_in_bytes>
1106```
1107
1108In the shared memory area all data entries are stored in a type-length-value
1109(TLV) format. Before adding the first data entry, the whole area is overwritten
1110with zeros and a TLV header is added at the beginning of the area during an
1111initialization phase. This TLV header contains a `tlv_magic` field with a value
1112of `SHARED_DATA_TLV_INFO_MAGIC` and a `tlv_tot_len` field which is indicating
1113the total length of shared TLV area including this header. The header is
1114followed by the the data TLV entries which are composed from a
1115`shared_data_tlv_entry` header and the data itself. In the data header there is
1116a `tlv_type` field which identifies the consumer of the entry (in the runtime
1117software) and specifies the subtype of that data item. More information about
1118the `tlv_type` field and data types can be found in the
1119`boot/bootutil/include/bootutil/boot_status.h` file. The type is followed by a
1120`tlv_len` field which indicates the size of the data entry in bytes, not
1121including the entry header. After this header structure comes the actual data.
1122
1123```c
1124/** Shared data TLV header. All fields in little endian. */
1125struct shared_data_tlv_header {
1126 uint16_t tlv_magic;
1127 uint16_t tlv_tot_len; /* size of whole TLV area (including this header) */
1128};
1129
1130/** Shared data TLV entry header format. All fields in little endian. */
1131struct shared_data_tlv_entry {
1132 uint16_t tlv_type;
1133 uint16_t tlv_len; /* TLV data length (not including this header). */
1134};
1135```
1136
1137The measured boot can be enabled with the `MCUBOOT_MEASURED_BOOT` config option.
1138When enabled, the `--boot_record` argument of the imgtool script must also be
1139used during the image signing process to add a BOOT_RECORD TLV to the image
1140manifest. This TLV contains the following attributes/measurements of the
1141image in CBOR encoded format:
1142
1143 * Software type (role of the software component)
1144 * Software version
1145 * Signer ID (identifies the signing authority)
1146 * Measurement value (hash of the image)
1147 * Measurement type (algorithm used to calculate the measurement value)
1148
1149The `sw_type` string that is passed as the `--boot_record` option's parameter
1150will be the value of the "Software type" attribute in the generated BOOT_RECORD
1151TLV. The target must also define the `MAX_BOOT_RECORD_SZ` macro which indicates
1152the maximum size of the CBOR encoded boot record in bytes.
1153During boot, MCUBoot will look for these TLVs (in case of multiple images) in
1154the manifests of the active images (the latest and validated) and copy the CBOR
1155encoded binary data to the shared data area. Preserving all these image
1156attributes from the boot stage for use by later runtime services (such as an
1157attestation service) is known as a measured boot.
1158
1159Setting the `MCUBOOT_DATA_SHARING` option enables the sharing of application
1160specific data using the same shared data area as for the measured boot. For
1161this, the target must provide a definition for the `boot_save_shared_data()`
1162function which is declared in `boot/bootutil/include/bootutil/boot_record.h`.
1163The `boot_add_data_to_shared_area()` function can be used for adding new TLV
1164entries to the shared data area.
Mate Toth-Palcbf9d392020-11-09 16:47:49 +01001165
1166## [Testing in CI](#testing-in-ci)
1167
1168### [Testing Fault Injection Hardening (FIH)](#testing-fih)
1169
1170The CI currently tests the Fault Injection Hardening feature of MCUboot by
1171executing instruction skip during execution, and looking at whether a corrupted
1172image was booted by the bootloader or not.
1173
1174The main idea is that instruction skipping can be automated by scripting a
1175debugger to automatically execute the following steps:
1176
1177- Set breakpoint at specified address.
1178- Continue execution.
1179- On breakpoint hit increase the Program Counter.
1180- Continue execution.
1181- Detach from target after a timeout reached.
1182
1183Whether or not the corrupted image was booted or not can be decided by looking
1184for certain entries in the log.
1185
1186As MCUboot is deployed on a microcontroller, testing FI would not make much
1187sense in the simulator environment running on a host machine with different
1188architecture than the MCU's, as the degree of hardening depends on compiler
1189behavior. For example, (a bit counterintuitively) the code produced by gcc
1190with `-O0` optimisation is more resilient against FI attacks than the code
1191generated with `-O3` or `-Os` optimizations.
1192
1193To run on a desired architecture in the CI, the tests need to be executed on an
1194emulator (as real devices are not available in the CI environment). For this
1195implementation QEMU is selected.
1196
1197For the tests MCUboot needs a set of drivers and an implementation of a main
1198function. For the purpose of this test Trusted-Firmware-M has been selected as
1199it supports Armv8-M platforms that are also emulated by QEMU.
1200
1201The tests run in a docker container inside the CI VMs, to make it more easy to
1202deploy build and test environment (QEMU, compilers, interpreters). The CI VMs
1203seems to be using quite old Ubuntu (16.04).
1204
1205The sequence of the testing is the following (pseudo code):
1206
1207```sh
1208fn main()
1209 # Implemented in ci/fih-tests_install.sh
1210 generate_docker_image(Dockerfile)
1211
1212 # See details below. Implemented in ci/fih-tests_run.sh.
1213 # Calling the function with different parameters is done by Travis CI based on
1214 # the values provided in the .travis.yaml
1215 start_docker_image(skip_sizes, build_type, damage_type, fih_level)
1216
1217fn start_docker_image(skip_sizes, build_type, damage_type, fih_level)
1218 # implemented in ci/fih_test_docker/execute_test.sh
1219 compile_mcuboot(build_type)
1220
1221 # implemented in ci/fih_test_docker/damage_image.py
1222 damage_image(damage_type)
1223
1224 # implemented in ci/fih_test_docker/run_fi_test.sh
1225 ranges = generate_address_ranges()
1226 for s in skip_sizes
1227 for r in ranges
1228 do_skip_in_qemu(s, r) # See details below
1229 evaluate_logs()
1230
1231fn do_skip_in_qemu(size, range)
1232 for a in r
1233 run_qemu(a, size) # See details below
1234
1235# this part is implemented in ci/fih_test_docker/fi_tester_gdb.sh
1236fn run_qemu(a, size)
1237 script = create_debugger_script(a, size)
1238 start_qemu_in_bacground() # logs serial out to a file
1239 gdb_attach_to_qemu(script)
1240 kill_qemu()
1241
1242 # This checks the debugger and the quemu logs, and decides whether the tets
1243 # was executed successfully, and whether the image is booted or not. Then
1244 # emits a yaml fragment on the standard out to be processed by the caller
1245 # script
1246 evaluate_run(qemu_log_file)
1247```
1248
1249Further notes:
1250
1251- The image is corrupted by changing its signature.
1252- MCUBOOT_FIH_PROFILE_MAX is not tested as it requires TRNG, and the AN521
1253platform has no support for it. However this profile adds the random
1254execution delay to the code, so should not affect the instruction skip results
1255too much, because break point is placed at exact address. But in practice this
1256makes harder the accurate timing of the attack.
1257- The test cases defined in .travis.yml always return `passed`, if they were
1258executed successfully. A yaml file is created during test execution with the
1259details of the test execution results. A summary of the collected results is
1260printed in the log at the end of the test.
1261
1262An advantage of having the tests running in a docker image is that it is
1263possible to run the tests on a local machine that has git and docker, without
1264installing any additional software.
1265
1266So, running the test on the host looks like the following (The commands below
1267are issued from the MCUboot source directory):
1268
1269```sh
1270$ ./ci/fih-tests_install.sh
1271$ FIH_LEVEL=MCUBOOT_FIH_PROFILE_MEDIUM BUILD_TYPE=RELEASE SKIP_SIZE=2 \
1272 DAMAGE_TYPE=SIGNATURE ./ci/fih-tests_run.sh
1273```
1274On the travis CI the environment variables in the last command are set based on
1275the configs provided in the `.travis.yaml`
1276
1277This starts the tests, however the shell that it is running in is not
1278interactive, it is not possible to examine the results of the test run. To have
1279an interactive shell where the results can be examined, the following can be
1280done:
1281
1282- The docker image needs to be built with `ci/fih-tests_install.sh` as described
1283 above.
1284- Start the docker image with the following command:
1285 `docker run -i -t mcuboot/fih-test`.
1286- Execute the test with a command similar to the following:
1287 `/root/execute_test.sh 8 RELEASE SIGNATURE MEDIUM`. After the test finishes,
1288 the shell returns, and it is possible to investigate the results. It is also
1289 possible to stop the test with _Ctrl+c_. The parameters to the
1290 `execute_test.sh` are `SKIP_SIZE`, `BUILD_TYPE`, `DAMAGE_TYPE`, `FIH_LEVEL` in
Salome Thirot0f641972021-05-14 11:19:55 +01001291 order.