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19
20# Boot Loader
21
22## Summary
Christopher Collins92ea77f2016-12-12 15:59:26 -080023
Fabio Utzigac834962017-07-20 13:20:48 -030024mcuboot comprises two packages:
Christopher Collins92ea77f2016-12-12 15:59:26 -080025
David Brown17e20d12017-09-12 11:53:20 -060026* The bootutil library (boot/bootutil)
27* The boot application (each port has its own at boot/<port>)
Christopher Collins92ea77f2016-12-12 15:59:26 -080028
29The bootutil library performs most of the functions of a boot loader. In
30particular, the piece that is missing is the final step of actually jumping to
31the main image. This last step is instead implemented by the boot application.
32Boot loader functionality is separated in this manner to enable unit testing of
33the boot loader. A library can be unit tested, but an application can't.
34Therefore, functionality is delegated to the bootutil library when possible.
35
David Brown17e20d12017-09-12 11:53:20 -060036## Limitations
Christopher Collins92ea77f2016-12-12 15:59:26 -080037
38The boot loader currently only supports images with the following
39characteristics:
David Brown17e20d12017-09-12 11:53:20 -060040* Built to run from flash.
41* Built to run from a fixed location (i.e., not position-independent).
Christopher Collins92ea77f2016-12-12 15:59:26 -080042
David Brown17e20d12017-09-12 11:53:20 -060043## Image Format
Christopher Collins92ea77f2016-12-12 15:59:26 -080044
45The following definitions describe the image format.
46
David Brown17e20d12017-09-12 11:53:20 -060047``` c
Fabio Utzigea422c22017-09-11 11:02:47 -030048#define IMAGE_MAGIC 0x96f3b83d
Christopher Collins92ea77f2016-12-12 15:59:26 -080049
50#define IMAGE_HEADER_SIZE 32
51
52struct image_version {
53 uint8_t iv_major;
54 uint8_t iv_minor;
55 uint16_t iv_revision;
56 uint32_t iv_build_num;
57};
58
59/** Image header. All fields are in little endian byte order. */
60struct image_header {
61 uint32_t ih_magic;
Fabio Utzigea422c22017-09-11 11:02:47 -030062 uint32_t ih_load_addr;
Christopher Collins92ea77f2016-12-12 15:59:26 -080063 uint16_t ih_hdr_size; /* Size of image header (bytes). */
64 uint16_t _pad2;
65 uint32_t ih_img_size; /* Does not include header. */
Fabio Utzigea422c22017-09-11 11:02:47 -030066 uint32_t ih_flags; /* IMAGE_F_[...]. */
Christopher Collins92ea77f2016-12-12 15:59:26 -080067 struct image_version ih_ver;
68 uint32_t _pad3;
69};
70
Fabio Utzigea422c22017-09-11 11:02:47 -030071/** Image TLV header. All fields in little endian. */
72struct image_tlv_info {
73 uint16_t it_magic;
74 uint16_t it_tlv_tot; /* size of TLV area (including tlv_info header) */
75};
76
Christopher Collins92ea77f2016-12-12 15:59:26 -080077/** Image trailer TLV format. All fields in little endian. */
78struct image_tlv {
79 uint8_t it_type; /* IMAGE_TLV_[...]. */
80 uint8_t _pad;
Marti Bolivar49b29172017-08-04 14:50:51 -040081 uint16_t it_len; /* Data length (not including TLV header). */
Christopher Collins92ea77f2016-12-12 15:59:26 -080082};
83
84/*
85 * Image header flags.
86 */
Marti Bolivar7c057e92017-08-04 14:46:39 -040087#define IMAGE_F_PIC 0x00000001 /* Not supported. */
Marti Bolivar7c057e92017-08-04 14:46:39 -040088#define IMAGE_F_NON_BOOTABLE 0x00000010 /* Split image app. */
Fabio Utzigea422c22017-09-11 11:02:47 -030089#define IMAGE_F_RAM_LOAD 0x00000020
Christopher Collins92ea77f2016-12-12 15:59:26 -080090
91/*
92 * Image trailer TLV types.
93 */
Fabio Utzigea422c22017-09-11 11:02:47 -030094#define IMAGE_TLV_KEYHASH 0x01 /* hash of the public key */
David Brown27648b82017-08-31 10:40:29 -060095#define IMAGE_TLV_SHA256 0x10 /* SHA256 of image hdr and body */
Marko Kiiskila8dd56f32017-08-22 21:40:49 -070096#define IMAGE_TLV_RSA2048_PSS 0x20 /* RSA2048 of hash output */
David Brown27648b82017-08-31 10:40:29 -060097#define IMAGE_TLV_ECDSA224 0x21 /* ECDSA of hash output */
98#define IMAGE_TLV_ECDSA256 0x22 /* ECDSA of hash output */
David Brown17e20d12017-09-12 11:53:20 -060099```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800100
101Optional type-length-value records (TLVs) containing image metadata are placed
102after the end of the image.
103
David Brown17e20d12017-09-12 11:53:20 -0600104The `ih_hdr_size` field indicates the length of the header, and therefore the
Christopher Collins92ea77f2016-12-12 15:59:26 -0800105offset of the image itself. This field provides for backwards compatibility in
106case of changes to the format of the image header.
107
David Brown17e20d12017-09-12 11:53:20 -0600108## Flash Map
Christopher Collins92ea77f2016-12-12 15:59:26 -0800109
Fabio Utzigac834962017-07-20 13:20:48 -0300110A device's flash is partitioned according to its _flash map_. At a high
Christopher Collins92ea77f2016-12-12 15:59:26 -0800111level, the flash map maps numeric IDs to _flash areas_. A flash area is a
112region of disk with the following properties:
David Brown17e20d12017-09-12 11:53:20 -06001131. An area can be fully erased without affecting any other areas.
1142. A write to one area does not restrict writes to other areas.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800115
Marti Bolivar4e64d562017-08-04 14:53:33 -0400116The boot loader uses the following flash area IDs:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800117
David Brown17e20d12017-09-12 11:53:20 -0600118``` c
Christopher Collins92ea77f2016-12-12 15:59:26 -0800119#define FLASH_AREA_BOOTLOADER 0
120#define FLASH_AREA_IMAGE_0 1
121#define FLASH_AREA_IMAGE_1 2
122#define FLASH_AREA_IMAGE_SCRATCH 3
David Brown17e20d12017-09-12 11:53:20 -0600123```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800124
Marti Bolivar4e64d562017-08-04 14:53:33 -0400125The bootloader area contains the bootloader image itself. The other areas are
126described in subsequent sections.
127
David Brown17e20d12017-09-12 11:53:20 -0600128## Image Slots
Christopher Collins92ea77f2016-12-12 15:59:26 -0800129
130A portion of the flash memory is partitioned into two image slots: a primary
131slot (0) and a secondary slot (1). The boot loader will only run an image from
132the primary slot, so images must be built such that they can run from that
133fixed location in flash. If the boot loader needs to run the image resident in
Marti Bolivara91674f2017-08-04 14:56:08 -0400134the secondary slot, it must copy its contents into the primary slot before doing
135so, either by swapping the two images or by overwriting the contents of the
136primary slot. The bootloader supports either swap- or overwrite-based image
137upgrades, but must be configured at build time to choose one of these two
138strategies.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800139
140In addition to the two image slots, the boot loader requires a scratch area to
Fabio Utziga722f5a2017-12-12 14:04:53 -0200141allow for reliable image swapping. The scratch area must have a size that is
142enough to store at least the largest sector that is going to be swapped. Many
143devices have small equally sized flash sectors, eg 4K, while others have variable
144sized sectors where the largest sectors might be 128K or 256K, so the scratch
145must be big enough to store that. The scratch is only ever used when swapping
146firmware, which means only when doing an upgrade. Given that, the main reason
147for using a larger size for the scratch is that flash wear will be more evenly
148distributed, because a single sector would be written twice the number of times
149than using two sectors, for example. To evaluate the ideal size of the scratch
150for your use case the following parameters are relevant:
151
152* the ratio of image size / scratch size
153* the number of erase cycles supported by the flash hardware
154
155The image size is used (instead of slot size) because only the slot's sectors
156that are actually used for storing the image are copied. The image/scratch ratio
157is the number of times the scratch will be erased on every upgrade. The number
158of erase cycles divided by the image/scratch ratio will give you the number of
159times an upgrade can be performed before the device goes out of spec.
160
161```
162num_upgrades = number_of_erase_cycles / (image_size / scratch_size)
163```
164
165Let's assume, for example, a device with 10000 erase cycles, an image size of
166150K and a scratch of 4K (usual minimum size of 4K sector devices). This would
167result in a total of:
168
169`10000 / (150 / 4) ~ 267`
170
171Increasing the scratch to 16K would give us:
172
173`10000 / (150 / 16) ~ 1067`
174
175There is no *best* ratio, as the right size is use-case dependent. Factors to
176consider include the number of times a device will be upgraded both in the field
177and during development, as well as any desired safety margin on the manufacturer's
178specified number of erase cycles. In general, using a ratio that allows hundreds
179to thousands of field upgrades in production is recommended.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800180
Marti Bolivara91674f2017-08-04 14:56:08 -0400181The overwrite upgrade strategy is substantially simpler to implement than the
182image swapping strategy, especially since the bootloader must work properly
183even when it is reset during the middle of an image swap. For this reason, the
184rest of the document describes its behavior when configured to swap images
185during an upgrade.
186
David Brown17e20d12017-09-12 11:53:20 -0600187## Boot Swap Types
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800188
Marti Bolivar048d8d82017-08-04 17:14:24 -0400189When the device first boots under normal circumstances, there is an up-to-date
190firmware image in slot 0, which mcuboot can validate and then chain-load. In
191this case, no image swaps are necessary. During device upgrades, however, new
192candidate images are present in slot 1, which mcuboot must swap into slot 0
193before booting as discussed above.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800194
Marti Bolivar048d8d82017-08-04 17:14:24 -0400195Upgrading an old image with a new one by swapping can be a two-step process. In
196this process, mcuboot performs a "test" swap of image data in flash and boots
197the new image. The new image can then update the contents of flash at runtime
198to mark itself "OK", and mcuboot will then still choose to run it during the
199next boot. When this happens, the swap is made "permanent". If this doesn't
200happen, mcuboot will perform a "revert" swap during the next boot by swapping
201the images back into their original locations, and attempting to boot the old
202image.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800203
Marti Bolivar048d8d82017-08-04 17:14:24 -0400204Depending on the use case, the first swap can also be made permanent directly.
205In this case, mcuboot will never attempt to revert the images on the next reset.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800206
Marti Bolivar048d8d82017-08-04 17:14:24 -0400207Test swaps are supported to provide a rollback mechanism to prevent devices
208from becoming "bricked" by bad firmware. If the device crashes immediately
209upon booting a new (bad) image, mcuboot will revert to the old (working) image
210at the next device reset, rather than booting the bad image again. This allows
211device firmware to make test swaps permanent only after performing a self-test
212routine.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800213
Marti Bolivar048d8d82017-08-04 17:14:24 -0400214On startup, mcuboot inspects the contents of flash to decide which of these
215"swap types" to perform; this decision determines how it proceeds.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800216
Marti Bolivar048d8d82017-08-04 17:14:24 -0400217The possible swap types, and their meanings, are:
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800218
David Brown17e20d12017-09-12 11:53:20 -0600219- `BOOT_SWAP_TYPE_NONE`: The "usual" or "no upgrade" case; attempt to boot the
Marti Bolivar048d8d82017-08-04 17:14:24 -0400220 contents of slot 0.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800221
David Brown17e20d12017-09-12 11:53:20 -0600222- `BOOT_SWAP_TYPE_TEST`: Boot the contents of slot 1 by swapping images. Unless
Marti Bolivar048d8d82017-08-04 17:14:24 -0400223 the swap is made permanent, revert back on the next boot.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800224
David Brown17e20d12017-09-12 11:53:20 -0600225- `BOOT_SWAP_TYPE_PERM`: Permanently swap images, and boot the upgraded image
Marti Bolivar048d8d82017-08-04 17:14:24 -0400226 firmware.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800227
David Brown17e20d12017-09-12 11:53:20 -0600228- `BOOT_SWAP_TYPE_REVERT`: A previous test swap was not made permanent; swap back
Marti Bolivar048d8d82017-08-04 17:14:24 -0400229 to the old image whose data are now in slot 1. If the old image marks itself
David Brown17e20d12017-09-12 11:53:20 -0600230 "OK" when it boots, the next boot will have swap type `BOOT_SWAP_TYPE_NONE`.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800231
David Brown17e20d12017-09-12 11:53:20 -0600232- `BOOT_SWAP_TYPE_FAIL`: Swap failed because image to be run is not valid.
Marti Bolivar048d8d82017-08-04 17:14:24 -0400233
David Brown17e20d12017-09-12 11:53:20 -0600234- `BOOT_SWAP_TYPE_PANIC`: Swapping encountered an unrecoverable error.
Marti Bolivar048d8d82017-08-04 17:14:24 -0400235
236The "swap type" is a high-level representation of the outcome of the
237boot. Subsequent sections describe how mcuboot determines the swap type from
238the bit-level contents of flash.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800239
David Brown17e20d12017-09-12 11:53:20 -0600240## Image Trailer
Christopher Collins92ea77f2016-12-12 15:59:26 -0800241
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300242For the bootloader to be able to determine the current state and what actions
Marti Bolivar42818032017-08-04 15:45:01 -0400243should be taken during the current boot operation, it uses metadata stored in
244the image flash areas. While swapping, some of this metadata is temporarily
245copied into and out of the scratch area.
246
247This metadata is located at the end of the image flash areas, and is called an
248image trailer. An image trailer has the following structure:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800249
David Brown17e20d12017-09-12 11:53:20 -0600250```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800251 0 1 2 3
252 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
253 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collins92ea77f2016-12-12 15:59:26 -0800254 ~ ~
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300255 ~ Swap status (BOOT_MAX_IMG_SECTORS * min-write-size * 3) ~
Christopher Collins92ea77f2016-12-12 15:59:26 -0800256 ~ ~
257 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Fabio Utzigea422c22017-09-11 11:02:47 -0300258 | Swap size |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800259 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Fabio Utzigea422c22017-09-11 11:02:47 -0300260 | 0xff padding (4 octets) |
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300261 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Fabio Utzigea422c22017-09-11 11:02:47 -0300262 | Copy done | 0xff padding (7 octets) ~
263 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
264 | Image OK | 0xff padding (7 octets) ~
265 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
266 ~ MAGIC (16 octets) ~
Christopher Collins92ea77f2016-12-12 15:59:26 -0800267 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Brown17e20d12017-09-12 11:53:20 -0600268```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800269
Marti Bolivar42818032017-08-04 15:45:01 -0400270The offset immediately following such a record represents the start of the next
271flash area.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800272
273Note: "min-write-size" is a property of the flash hardware. If the hardware
274allows individual bytes to be written at arbitrary addresses, then
275min-write-size is 1. If the hardware only allows writes at even addresses,
276then min-write-size is 2, and so on.
277
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400278An image trailer contains the following fields:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800279
Marti Bolivar1dcb6852017-08-04 15:59:32 -04002801. Swap status: A series of records which records the progress of an image
David Brown17e20d12017-09-12 11:53:20 -0600281 swap. To swap entire images, data are swapped between the two image areas one
282 or more sectors at a time, like this:
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400283
David Brown17e20d12017-09-12 11:53:20 -0600284 - sector data in slot 0 is copied into scratch, then erased
285 - sector data in slot 1 is copied into slot 0, then erased
286 - sector data in scratch is copied into slot 1
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400287
288As it swaps images, the bootloader updates the swap status field in a way that
289allows it to compute how far this swap operation has progressed for each
290sector. The swap status field can thus used to resume a swap operation if the
291bootloader is halted while a swap operation is ongoing and later reset. The
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300292`BOOT_MAX_IMG_SECTORS` value is the configurable maximum number of sectors mcuboot
293supports for each image; its value defaults to 128, but allows for either
294decreasing this size, to limit RAM usage, or to increase it in devices that have
295massive amounts of Flash or very small sized sectors and thus require a bigger
296configuration to allow for the handling of all slot's sectors. The factor of
297min-write-sz is due to the behavior of flash hardware. The factor of 3 is
298explained below.
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300299
Fabio Utzigea422c22017-09-11 11:02:47 -03003002. Swap size: When beginning a new swap operation, the total size that needs
David Brown17e20d12017-09-12 11:53:20 -0600301 to be swapped (based on the slot with largest image + tlvs) is written to this
302 location for easier recovery in case of a reset while performing the swap.
Fabio Utzigea422c22017-09-11 11:02:47 -0300303
3043. Copy done: A single byte indicating whether the image in this slot is
David Brown17e20d12017-09-12 11:53:20 -0600305 complete (0x01=done; 0xff=not done).
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300306
Fabio Utzigea422c22017-09-11 11:02:47 -03003074. Image OK: A single byte indicating whether the image in this slot has been
David Brown17e20d12017-09-12 11:53:20 -0600308 confirmed as good by the user (0x01=confirmed; 0xff=not confirmed).
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300309
Fabio Utzigea422c22017-09-11 11:02:47 -03003105. MAGIC: The following 16 bytes, written in host-byte-order:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800311
David Brown17e20d12017-09-12 11:53:20 -0600312``` c
Christopher Collins92ea77f2016-12-12 15:59:26 -0800313 const uint32_t boot_img_magic[4] = {
314 0xf395c277,
315 0x7fefd260,
316 0x0f505235,
317 0x8079b62c,
318 };
David Brown17e20d12017-09-12 11:53:20 -0600319```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800320
David Brown17e20d12017-09-12 11:53:20 -0600321## IMAGE TRAILERS
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300322
Marti Bolivar048d8d82017-08-04 17:14:24 -0400323At startup, the boot loader determines the boot swap type by inspecting the
324image trailers. When using the term "image trailers" what is meant is the
325aggregate information provided by both image slot's trailers.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300326
327The image trailers records are structured around the limitations imposed by flash
Christopher Collins92ea77f2016-12-12 15:59:26 -0800328hardware. As a consequence, they do not have a very intuitive design, and it
329is difficult to get a sense of the state of the device just by looking at the
Marti Bolivar048d8d82017-08-04 17:14:24 -0400330image trailers. It is better to map all the possible trailer states to the swap
331types described above via a set of tables. These tables are reproduced below.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300332
333Note: An important caveat about the tables described below is that they must
334be evaluated in the order presented here. Lower state numbers must have a
335higher priority when testing the image trailers.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800336
David Brown17e20d12017-09-12 11:53:20 -0600337```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800338 State I
339 | slot-0 | slot-1 |
340 -----------------+--------+--------|
Christopher Collins92ea77f2016-12-12 15:59:26 -0800341 magic | Any | Good |
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800342 image-ok | Any | Unset |
Fabio Utzigf9d44282017-07-20 15:05:13 -0300343 copy-done | Any | Any |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800344 -----------------+--------+--------'
Marti Bolivar048d8d82017-08-04 17:14:24 -0400345 result: BOOT_SWAP_TYPE_TEST |
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800346 -----------------------------------'
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300347
Christopher Collins92ea77f2016-12-12 15:59:26 -0800348
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300349 State II
Christopher Collins92ea77f2016-12-12 15:59:26 -0800350 | slot-0 | slot-1 |
351 -----------------+--------+--------|
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800352 magic | Any | Good |
353 image-ok | Any | 0x01 |
Fabio Utzigf9d44282017-07-20 15:05:13 -0300354 copy-done | Any | Any |
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800355 -----------------+--------+--------'
Marti Bolivar048d8d82017-08-04 17:14:24 -0400356 result: BOOT_SWAP_TYPE_PERM |
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800357 -----------------------------------'
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300358
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800359
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300360 State III
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800361 | slot-0 | slot-1 |
362 -----------------+--------+--------|
Christopher Collins92ea77f2016-12-12 15:59:26 -0800363 magic | Good | Unset |
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800364 image-ok | 0xff | Any |
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300365 copy-done | 0x01 | Any |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800366 -----------------+--------+--------'
Marti Bolivar048d8d82017-08-04 17:14:24 -0400367 result: BOOT_SWAP_TYPE_REVERT |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800368 -----------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600369```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800370
Marti Bolivar048d8d82017-08-04 17:14:24 -0400371Any of the above three states results in mcuboot attempting to swap images.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800372
Marti Bolivar048d8d82017-08-04 17:14:24 -0400373Otherwise, mcuboot does not attempt to swap images, resulting in one of the
374other three swap types, as illustrated by State IV.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300375
David Brown17e20d12017-09-12 11:53:20 -0600376```
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300377 State IV
Christopher Collins92ea77f2016-12-12 15:59:26 -0800378 | slot-0 | slot-1 |
379 -----------------+--------+--------|
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300380 magic | Any | Any |
381 image-ok | Any | Any |
Fabio Utzigf9d44282017-07-20 15:05:13 -0300382 copy-done | Any | Any |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800383 -----------------+--------+--------'
Marti Bolivar048d8d82017-08-04 17:14:24 -0400384 result: BOOT_SWAP_TYPE_NONE, |
385 BOOT_SWAP_TYPE_FAIL, or |
386 BOOT_SWAP_TYPE_PANIC |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800387 -----------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600388```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800389
Marti Bolivar048d8d82017-08-04 17:14:24 -0400390In State IV, when no errors occur, mcuboot will attempt to boot the contents of
David Brown17e20d12017-09-12 11:53:20 -0600391slot 0 directly, and the result is `BOOT_SWAP_TYPE_NONE`. If the image in slot 0
392is not valid, the result is `BOOT_SWAP_TYPE_FAIL`. If a fatal error occurs during
393boot, the result is `BOOT_SWAP_TYPE_PANIC`. If the result is either
394`BOOT_SWAP_TYPE_FAIL` or `BOOT_SWAP_TYPE_PANIC`, mcuboot hangs rather than booting
Marti Bolivar048d8d82017-08-04 17:14:24 -0400395an invalid or compromised image.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300396
Marti Bolivar048d8d82017-08-04 17:14:24 -0400397Note: An important caveat to the above is the result when a swap is requested
398 and the image in slot 1 fails to validate, due to a hashing or signing
399 error. This state behaves as State IV with the extra action of marking
400 the image in slot 0 as "OK", to prevent further attempts to swap.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300401
402
David Brown17e20d12017-09-12 11:53:20 -0600403## High-Level Operation
Christopher Collins92ea77f2016-12-12 15:59:26 -0800404
405With the terms defined, we can now explore the boot loader's operation. First,
406a high-level overview of the boot process is presented. Then, the following
407sections describe each step of the process in more detail.
408
409Procedure:
410
David Brown17e20d12017-09-12 11:53:20 -06004111. Inspect swap status region; is an interrupted swap being resumed?
412 Yes: Complete the partial swap operation; skip to step 3.
413 No: Proceed to step 2.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800414
David Brown17e20d12017-09-12 11:53:20 -06004152. Inspect image trailers; is a swap requested?
Christopher Collins92ea77f2016-12-12 15:59:26 -0800416 Yes.
417 1. Is the requested image valid (integrity and security check)?
418 Yes.
419 a. Perform swap operation.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300420 b. Persist completion of swap procedure to image trailers.
David Brown17e20d12017-09-12 11:53:20 -0600421 c. Proceed to step 3.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800422 No.
423 a. Erase invalid image.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300424 b. Persist failure of swap procedure to image trailers.
David Brown17e20d12017-09-12 11:53:20 -0600425 c. Proceed to step 3.
426 No: Proceed to step 3.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800427
David Brown17e20d12017-09-12 11:53:20 -06004283. Boot into image in slot 0.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800429
David Brown17e20d12017-09-12 11:53:20 -0600430## Image Swapping
Christopher Collins92ea77f2016-12-12 15:59:26 -0800431
432The boot loader swaps the contents of the two image slots for two reasons:
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800433 * User has issued a "set pending" operation; the image in slot-1 should be
434 run once (state II) or repeatedly (state III), depending on whether a
435 permanent swap was specified.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800436 * Test image rebooted without being confirmed; the boot loader should
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800437 revert to the original image currently in slot-1 (state IV).
Christopher Collins92ea77f2016-12-12 15:59:26 -0800438
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300439If the image trailers indicates that the image in the secondary slot should be
Christopher Collins92ea77f2016-12-12 15:59:26 -0800440run, the boot loader needs to copy it to the primary slot. The image currently
441in the primary slot also needs to be retained in flash so that it can be used
442later. Furthermore, both images need to be recoverable if the boot loader
443resets in the middle of the swap operation. The two images are swapped
444according to the following procedure:
445
David Brown17e20d12017-09-12 11:53:20 -0600446<!-- Markdown doesn't do nested numbered lists. It will do nested
447bulletted lists, so maybe that is better. -->
Christopher Collins92ea77f2016-12-12 15:59:26 -0800448 1. Determine how many flash sectors each image slot consists of. This
449 number must be the same for both slots.
450 2. Iterate the list of sector indices in descending order (i.e., starting
451 with the greatest index); current element = "index".
452 b. Erase scratch area.
Ryan C Johnsonce4fa442017-10-19 12:27:46 -0700453 c. Copy slot1[index] to scratch area.
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300454 - If these are the last sectors (i.e., first swap being perfomed),
455 copy the full sector *except* the image trailer.
456 - Else, copy entire sector contents.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800457 d. Write updated swap status (i).
458
459 e. Erase slot1[index]
460 f. Copy slot0[index] to slot1[index]
461 - If these are the last sectors (i.e., first swap being perfomed),
462 copy the full sector *except* the image trailer.
463 - Else, copy entire sector contents.
464 g. Write updated swap status (ii).
465
466 h. Erase slot0[index].
Ryan C Johnsonce4fa442017-10-19 12:27:46 -0700467 i. Copy scratch area to slot0[index].
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300468 - If these are the last sectors (i.e., first swap being perfomed),
469 copy the full sector *except* the image trailer.
470 - Else, copy entire sector contents.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800471 j. Write updated swap status (iii).
472
473 3. Persist completion of swap procedure to slot 0 image trailer.
474
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800475The additional caveats in step 2f are necessary so that the slot 1 image
476trailer can be written by the user at a later time. With the image trailer
477unwritten, the user can test the image in slot 1 (i.e., transition to state
478II).
Christopher Collins92ea77f2016-12-12 15:59:26 -0800479
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300480Note1: If the sector being copied is the last sector, then swap status is
481temporarily maintained on scratch for the duration of this operation, always
482using slot0's area otherwise.
483
484Note2: The bootloader tries to copy only used sectors (based on largest image
485installed on any of the slots), minimizing the amount of sectors copied and
486reducing the amount of time required for a swap operation.
487
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800488The particulars of step 3 vary depending on whether an image is being tested,
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300489permanently used, reverted or a validation failure of slot 1 happened when a
490swap was requested:
491
Christopher Collins92ea77f2016-12-12 15:59:26 -0800492 * test:
493 o Write slot0.copy_done = 1
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800494 (swap caused the following values to be written:
495 slot0.magic = BOOT_MAGIC
496 slot0.image_ok = Unset)
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800497
498 * permanent:
499 o Write slot0.copy_done = 1
500 (swap caused the following values to be written:
501 slot0.magic = BOOT_MAGIC
502 slot0.image_ok = 0x01)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800503
504 * revert:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800505 o Write slot0.copy_done = 1
506 o Write slot0.image_ok = 1
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300507 (swap caused the following values to be written:
508 slot0.magic = BOOT_MAGIC)
509
510 * failure to validate slot 1:
511 o Write slot0.image_ok = 1
512
513After completing the operations as described above the image in slot 0 should
514be booted.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800515
David Brown17e20d12017-09-12 11:53:20 -0600516## Swap Status
Christopher Collins92ea77f2016-12-12 15:59:26 -0800517
518The swap status region allows the boot loader to recover in case it restarts in
519the middle of an image swap operation. The swap status region consists of a
520series of single-byte records. These records are written independently, and
521therefore must be padded according to the minimum write size imposed by the
522flash hardware. In the below figure, a min-write-size of 1 is assumed for
523simplicity. The structure of the swap status region is illustrated below. In
524this figure, a min-write-size of 1 is assumed for simplicity.
525
David Brown17e20d12017-09-12 11:53:20 -0600526```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800527 0 1 2 3
528 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
529 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
530 |sec127,state 0 |sec127,state 1 |sec127,state 2 |sec126,state 0 |
531 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
532 |sec126,state 1 |sec126,state 2 |sec125,state 0 |sec125,state 1 |
533 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
534 |sec125,state 2 | |
535 +-+-+-+-+-+-+-+-+ +
536 ~ ~
537 ~ [Records for indices 124 through 1 ~
538 ~ ~
539 ~ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
540 ~ |sec000,state 0 |sec000,state 1 |sec000,state 2 |
541 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Brown17e20d12017-09-12 11:53:20 -0600542```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800543
544The above is probably not helpful at all; here is a description in English.
545
546Each image slot is partitioned into a sequence of flash sectors. If we were to
547enumerate the sectors in a single slot, starting at 0, we would have a list of
548sector indices. Since there are two image slots, each sector index would
549correspond to a pair of sectors. For example, sector index 0 corresponds to
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300550the first sector in slot 0 and the first sector in slot 1. Finally, reverse
551the list of indices such that the list starts with index `BOOT_MAX_IMG_SECTORS - 1`
552and ends with 0. The swap status region is a representation of this reversed list.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800553
554During a swap operation, each sector index transitions through four separate
555states:
David Brown17e20d12017-09-12 11:53:20 -0600556```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800557 0. slot 0: image 0, slot 1: image 1, scratch: N/A
558 1. slot 0: image 0, slot 1: N/A, scratch: image 1 (1->s, erase 1)
559 2. slot 0: N/A, slot 1: image 0, scratch: image 1 (0->1, erase 0)
560 3. slot 0: image 1, slot 1: image 0, scratch: N/A (s->0)
David Brown17e20d12017-09-12 11:53:20 -0600561```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800562
563Each time a sector index transitions to a new state, the boot loader writes a
564record to the swap status region. Logically, the boot loader only needs one
565record per sector index to keep track of the current swap state. However, due
566to limitations imposed by flash hardware, a record cannot be overwritten when
567an index's state changes. To solve this problem, the boot loader uses three
568records per sector index rather than just one.
569
570Each sector-state pair is represented as a set of three records. The record
571values map to the above four states as follows
572
David Brown17e20d12017-09-12 11:53:20 -0600573```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800574 | rec0 | rec1 | rec2
575 --------+------+------+------
576 state 0 | 0xff | 0xff | 0xff
577 state 1 | 0x01 | 0xff | 0xff
578 state 2 | 0x01 | 0x02 | 0xff
579 state 3 | 0x01 | 0x02 | 0x03
David Brown17e20d12017-09-12 11:53:20 -0600580```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800581
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300582The swap status region can accommodate `BOOT_MAX_IMG_SECTORS` sector indices.
583Hence, the size of the region, in bytes, is `BOOT_MAX_IMG_SECTORS * min-write-size * 3`.
584The only requirement for the index count is that it is great enough to account for a
Christopher Collins92ea77f2016-12-12 15:59:26 -0800585maximum-sized image (i.e., at least as great as the total sector count in an
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300586image slot). If a device's image slots have been configured with
587`BOOT_MAX_IMG_SECTORS: 128` and use less than 128 sectors, the first
Christopher Collins92ea77f2016-12-12 15:59:26 -0800588record that gets written will be somewhere in the middle of the region. For
589example, if a slot uses 64 sectors, the first sector index that gets swapped is
59063, which corresponds to the exact halfway point within the region.
591
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300592Note: since the scratch area only ever needs to record swapping of the last
593sector, it uses at most min-write-size * 3 bytes for its own status area.
594
David Brown17e20d12017-09-12 11:53:20 -0600595## Reset Recovery
Christopher Collins92ea77f2016-12-12 15:59:26 -0800596
597If the boot loader resets in the middle of a swap operation, the two images may
598be discontiguous in flash. Bootutil recovers from this condition by using the
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300599image trailers to determine how the image parts are distributed in flash.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800600
601The first step is determine where the relevant swap status region is located.
602Because this region is embedded within the image slots, its location in flash
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300603changes during a swap operation. The below set of tables map image trailers
Christopher Collins92ea77f2016-12-12 15:59:26 -0800604contents to swap status location. In these tables, the "source" field
605indicates where the swap status region is located.
606
David Brown17e20d12017-09-12 11:53:20 -0600607```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800608 | slot-0 | scratch |
609 ----------+------------+------------|
610 magic | Good | Any |
611 copy-done | 0x01 | N/A |
612 ----------+------------+------------'
613 source: none |
614 ------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400615
Christopher Collins92ea77f2016-12-12 15:59:26 -0800616 | slot-0 | scratch |
617 ----------+------------+------------|
618 magic | Good | Any |
619 copy-done | 0xff | N/A |
620 ----------+------------+------------'
621 source: slot 0 |
622 ------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400623
Christopher Collins92ea77f2016-12-12 15:59:26 -0800624 | slot-0 | scratch |
625 ----------+------------+------------|
626 magic | Any | Good |
627 copy-done | Any | N/A |
628 ----------+------------+------------'
629 source: scratch |
630 ------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400631
Christopher Collins92ea77f2016-12-12 15:59:26 -0800632 | slot-0 | scratch |
633 ----------+------------+------------|
634 magic | Unset | Any |
635 copy-done | 0xff | N/A |
636 ----------+------------+------------|
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300637 source: slot 0 |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800638 ------------------------------------+------------------------------+
639 This represents one of two cases: |
640 o No swaps ever (no status to read, so no harm in checking). |
641 o Mid-revert; status in slot 0. |
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300642 For this reason we assume slot 0 as source, to trigger a check |
643 of the status area and find out if there was swapping under way. |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800644 -------------------------------------------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600645```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800646
647If the swap status region indicates that the images are not contiguous,
648bootutil completes the swap operation that was in progress when the system was
649reset. In other words, it applies the procedure defined in the previous
650section, moving image 1 into slot 0 and image 0 into slot 1. If the boot
651status file indicates that an image part is present in the scratch area, this
652part is copied into the correct location by starting at step e or step h in the
653area-swap procedure, depending on whether the part belongs to image 0 or image
6541.
655
656After the swap operation has been completed, the boot loader proceeds as though
657it had just been started.
658
David Brown17e20d12017-09-12 11:53:20 -0600659## Integrity Check
Christopher Collins92ea77f2016-12-12 15:59:26 -0800660
661An image is checked for integrity immediately before it gets copied into the
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300662primary slot. If the boot loader doesn't perform an image swap, then it can
663perform an optional integrity check of the image in slot0 if
David Brown17e20d12017-09-12 11:53:20 -0600664`MCUBOOT_VALIDATE_SLOT0` is set, otherwise it doesn't perform an integrity check.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800665
666During the integrity check, the boot loader verifies the following aspects of
667an image:
Fabio Utzigea422c22017-09-11 11:02:47 -0300668 * 32-bit magic number must be correct (0x96f3b83d).
David Brown17e20d12017-09-12 11:53:20 -0600669 * Image must contain an `image_tlv_info` struct, identified by its magic
Fabio Utzigea422c22017-09-11 11:02:47 -0300670 (0x6907) exactly following the firmware (hdr_size + img_size).
Christopher Collins92ea77f2016-12-12 15:59:26 -0800671 * Image must contain a SHA256 TLV.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300672 * Calculated SHA256 must match SHA256 TLV contents.
Fabio Utzigea422c22017-09-11 11:02:47 -0300673 * Image *may* contain a signature TLV. If it does, it must also have a
674 KEYHASH TLV with the hash of the key that was used to sign. The list of
675 keys will then be iterated over looking for the matching key, which then
676 will then be used to verify the image contents.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800677
David Brown17e20d12017-09-12 11:53:20 -0600678## Security
Christopher Collins92ea77f2016-12-12 15:59:26 -0800679
680As indicated above, the final step of the integrity check is signature
681verification. The boot loader can have one or more public keys embedded in it
682at build time. During signature verification, the boot loader verifies that an
Fabio Utzigea422c22017-09-11 11:02:47 -0300683image was signed with a private key that corresponds to the embedded keyhash
684TLV.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800685
686For information on embedding public keys in the boot loader, as well as
Fabio Utzig4dce6aa2018-02-12 15:31:32 -0200687producing signed images, see: [signed_images](signed_images.md).