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27
David Brown17e20d12017-09-12 11:53:20 -060028# Boot Loader
29
Fabio Utzigd37d8772019-12-03 10:32:18 -030030## [Summary](#summary)
Christopher Collins92ea77f2016-12-12 15:59:26 -080031
Francesco Servidio4ff0c182021-10-20 15:27:16 +020032MCUboot comprises two packages:
Christopher Collins92ea77f2016-12-12 15:59:26 -080033
David Brown17e20d12017-09-12 11:53:20 -060034* The bootutil library (boot/bootutil)
35* The boot application (each port has its own at boot/<port>)
Christopher Collins92ea77f2016-12-12 15:59:26 -080036
37The bootutil library performs most of the functions of a boot loader. In
38particular, the piece that is missing is the final step of actually jumping to
39the main image. This last step is instead implemented by the boot application.
40Boot loader functionality is separated in this manner to enable unit testing of
41the boot loader. A library can be unit tested, but an application can't.
42Therefore, functionality is delegated to the bootutil library when possible.
43
Fabio Utzigd37d8772019-12-03 10:32:18 -030044## [Limitations](#limitations)
Christopher Collins92ea77f2016-12-12 15:59:26 -080045
46The boot loader currently only supports images with the following
47characteristics:
David Brown17e20d12017-09-12 11:53:20 -060048* Built to run from flash.
49* Built to run from a fixed location (i.e., not position-independent).
Christopher Collins92ea77f2016-12-12 15:59:26 -080050
Fabio Utzigd37d8772019-12-03 10:32:18 -030051## [Image Format](#image-format)
Christopher Collins92ea77f2016-12-12 15:59:26 -080052
53The following definitions describe the image format.
54
David Brown17e20d12017-09-12 11:53:20 -060055``` c
Fabio Utzigea422c22017-09-11 11:02:47 -030056#define IMAGE_MAGIC 0x96f3b83d
Christopher Collins92ea77f2016-12-12 15:59:26 -080057
58#define IMAGE_HEADER_SIZE 32
59
60struct image_version {
61 uint8_t iv_major;
62 uint8_t iv_minor;
63 uint16_t iv_revision;
64 uint32_t iv_build_num;
65};
66
67/** Image header. All fields are in little endian byte order. */
68struct image_header {
69 uint32_t ih_magic;
Fabio Utzigea422c22017-09-11 11:02:47 -030070 uint32_t ih_load_addr;
David Vinczee32483f2019-06-13 10:46:24 +020071 uint16_t ih_hdr_size; /* Size of image header (bytes). */
72 uint16_t ih_protect_tlv_size; /* Size of protected TLV area (bytes). */
73 uint32_t ih_img_size; /* Does not include header. */
74 uint32_t ih_flags; /* IMAGE_F_[...]. */
Christopher Collins92ea77f2016-12-12 15:59:26 -080075 struct image_version ih_ver;
David Vinczee32483f2019-06-13 10:46:24 +020076 uint32_t _pad1;
Christopher Collins92ea77f2016-12-12 15:59:26 -080077};
78
Fabio Utzigfd140ec2019-09-12 14:37:48 -030079#define IMAGE_TLV_INFO_MAGIC 0x6907
80#define IMAGE_TLV_PROT_INFO_MAGIC 0x6908
81
Fabio Utzigea422c22017-09-11 11:02:47 -030082/** Image TLV header. All fields in little endian. */
83struct image_tlv_info {
84 uint16_t it_magic;
85 uint16_t it_tlv_tot; /* size of TLV area (including tlv_info header) */
86};
87
Christopher Collins92ea77f2016-12-12 15:59:26 -080088/** Image trailer TLV format. All fields in little endian. */
89struct image_tlv {
90 uint8_t it_type; /* IMAGE_TLV_[...]. */
91 uint8_t _pad;
Marti Bolivar49b29172017-08-04 14:50:51 -040092 uint16_t it_len; /* Data length (not including TLV header). */
Christopher Collins92ea77f2016-12-12 15:59:26 -080093};
94
95/*
96 * Image header flags.
97 */
Marti Bolivar7c057e92017-08-04 14:46:39 -040098#define IMAGE_F_PIC 0x00000001 /* Not supported. */
Salome Thirot0f641972021-05-14 11:19:55 +010099#define IMAGE_F_ENCRYPTED_AES128 0x00000004 /* Encrypted using AES128. */
100#define IMAGE_F_ENCRYPTED_AES256 0x00000008 /* Encrypted using AES256. */
Marti Bolivar7c057e92017-08-04 14:46:39 -0400101#define IMAGE_F_NON_BOOTABLE 0x00000010 /* Split image app. */
Fabio Utzigea422c22017-09-11 11:02:47 -0300102#define IMAGE_F_RAM_LOAD 0x00000020
Christopher Collins92ea77f2016-12-12 15:59:26 -0800103
104/*
105 * Image trailer TLV types.
106 */
Fabio Utzigea422c22017-09-11 11:02:47 -0300107#define IMAGE_TLV_KEYHASH 0x01 /* hash of the public key */
David Brown27648b82017-08-31 10:40:29 -0600108#define IMAGE_TLV_SHA256 0x10 /* SHA256 of image hdr and body */
Marko Kiiskila8dd56f32017-08-22 21:40:49 -0700109#define IMAGE_TLV_RSA2048_PSS 0x20 /* RSA2048 of hash output */
David Brown27648b82017-08-31 10:40:29 -0600110#define IMAGE_TLV_ECDSA224 0x21 /* ECDSA of hash output */
111#define IMAGE_TLV_ECDSA256 0x22 /* ECDSA of hash output */
Fabio Utzig3501c012019-05-13 15:07:25 -0700112#define IMAGE_TLV_RSA3072_PSS 0x23 /* RSA3072 of hash output */
Fabio Utzig195411f2019-06-28 07:48:21 -0300113#define IMAGE_TLV_ED25519 0x24 /* ED25519 of hash output */
David Vinczee32483f2019-06-13 10:46:24 +0200114#define IMAGE_TLV_ENC_RSA2048 0x30 /* Key encrypted with RSA-OAEP-2048 */
Salome Thirot0f641972021-05-14 11:19:55 +0100115#define IMAGE_TLV_ENC_KW 0x31 /* Key encrypted with AES-KW-128 or
116 256 */
Fabio Utzig5eaa5762020-04-02 13:30:43 -0300117#define IMAGE_TLV_ENC_EC256 0x32 /* Key encrypted with ECIES-P256 */
118#define IMAGE_TLV_ENC_X25519 0x33 /* Key encrypted with ECIES-X25519 */
David Vinczee32483f2019-06-13 10:46:24 +0200119#define IMAGE_TLV_DEPENDENCY 0x40 /* Image depends on other image */
David Vinczec3084132020-02-18 14:50:47 +0100120#define IMAGE_TLV_SEC_CNT 0x50 /* security counter */
David Brown17e20d12017-09-12 11:53:20 -0600121```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800122
123Optional type-length-value records (TLVs) containing image metadata are placed
124after the end of the image.
125
David Vinczee32483f2019-06-13 10:46:24 +0200126The `ih_protect_tlv_size` field indicates the length of the protected TLV area.
Fabio Utzigfd140ec2019-09-12 14:37:48 -0300127If protected TLVs are present then a TLV info header with magic equal to
128`IMAGE_TLV_PROT_INFO_MAGIC` must be present and the protected TLVs (plus the
129info header itself) have to be included in the hash calculation. Otherwise the
130hash is only calculated over the image header and the image itself. In this
David Vinczee32483f2019-06-13 10:46:24 +0200131case the value of the `ih_protect_tlv_size` field is 0.
132
David Brown17e20d12017-09-12 11:53:20 -0600133The `ih_hdr_size` field indicates the length of the header, and therefore the
Christopher Collins92ea77f2016-12-12 15:59:26 -0800134offset of the image itself. This field provides for backwards compatibility in
135case of changes to the format of the image header.
136
Fabio Utzigd37d8772019-12-03 10:32:18 -0300137## [Flash Map](#flash-map)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800138
Fabio Utzigac834962017-07-20 13:20:48 -0300139A device's flash is partitioned according to its _flash map_. At a high
Christopher Collins92ea77f2016-12-12 15:59:26 -0800140level, the flash map maps numeric IDs to _flash areas_. A flash area is a
141region of disk with the following properties:
David Brown17e20d12017-09-12 11:53:20 -06001421. An area can be fully erased without affecting any other areas.
1432. A write to one area does not restrict writes to other areas.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800144
Marti Bolivar4e64d562017-08-04 14:53:33 -0400145The boot loader uses the following flash area IDs:
David Vinczeb75c12a2019-03-22 14:58:33 +0100146```c
147/* Independent from multiple image boot */
David Vincze2d736ad2019-02-18 11:50:22 +0100148#define FLASH_AREA_BOOTLOADER 0
David Vinczeb75c12a2019-03-22 14:58:33 +0100149#define FLASH_AREA_IMAGE_SCRATCH 3
150```
151```c
152/* If the boot loader is working with the first image */
David Vincze2d736ad2019-02-18 11:50:22 +0100153#define FLASH_AREA_IMAGE_PRIMARY 1
154#define FLASH_AREA_IMAGE_SECONDARY 2
David Vinczeb75c12a2019-03-22 14:58:33 +0100155```
156```c
157/* If the boot loader is working with the second image */
158#define FLASH_AREA_IMAGE_PRIMARY 5
159#define FLASH_AREA_IMAGE_SECONDARY 6
David Brown17e20d12017-09-12 11:53:20 -0600160```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800161
Marti Bolivar4e64d562017-08-04 14:53:33 -0400162The bootloader area contains the bootloader image itself. The other areas are
David Vinczeb75c12a2019-03-22 14:58:33 +0100163described in subsequent sections. The flash could contain multiple executable
164images therefore the flash area IDs of primary and secondary areas are mapped
165based on the number of the active image (on which the bootloader is currently
166working).
Marti Bolivar4e64d562017-08-04 14:53:33 -0400167
Fabio Utzigd37d8772019-12-03 10:32:18 -0300168## [Image Slots](#image-slots)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800169
David Vinczeb75c12a2019-03-22 14:58:33 +0100170A portion of the flash memory can be partitioned into multiple image areas, each
171contains two image slots: a primary slot and a secondary slot.
David Vinczee574f2d2020-07-10 11:42:03 +0200172Normally, the boot loader will only run an image from the primary slot, so
173images must be built such that they can run from that fixed location in flash
Tamas Banfe031092020-09-10 17:32:39 +0200174(the exception to this is the [direct-xip](#direct-xip) and the
175[ram-load](#ram-load) upgrade mode). If the boot loader needs to run the
176image resident in the secondary slot, it must copy its contents into the primary
177slot before doing so, either by swapping the two images or by overwriting the
178contents of the primary slot. The bootloader supports either swap- or
179overwrite-based image upgrades, but must be configured at build time to choose
180one of these two strategies.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800181
David Vinczeb75c12a2019-03-22 14:58:33 +0100182In addition to the slots of image areas, the boot loader requires a scratch
183area to allow for reliable image swapping. The scratch area must have a size
184that is enough to store at least the largest sector that is going to be swapped.
185Many devices have small equally sized flash sectors, eg 4K, while others have
David Vincze2d736ad2019-02-18 11:50:22 +0100186variable sized sectors where the largest sectors might be 128K or 256K, so the
187scratch must be big enough to store that. The scratch is only ever used when
188swapping firmware, which means only when doing an upgrade. Given that, the main
189reason for using a larger size for the scratch is that flash wear will be more
190evenly distributed, because a single sector would be written twice the number of
191times than using two sectors, for example. To evaluate the ideal size of the
192scratch for your use case the following parameters are relevant:
Fabio Utziga722f5a2017-12-12 14:04:53 -0200193
194* the ratio of image size / scratch size
195* the number of erase cycles supported by the flash hardware
196
197The image size is used (instead of slot size) because only the slot's sectors
198that are actually used for storing the image are copied. The image/scratch ratio
199is the number of times the scratch will be erased on every upgrade. The number
200of erase cycles divided by the image/scratch ratio will give you the number of
201times an upgrade can be performed before the device goes out of spec.
202
203```
204num_upgrades = number_of_erase_cycles / (image_size / scratch_size)
205```
206
207Let's assume, for example, a device with 10000 erase cycles, an image size of
208150K and a scratch of 4K (usual minimum size of 4K sector devices). This would
209result in a total of:
210
211`10000 / (150 / 4) ~ 267`
212
213Increasing the scratch to 16K would give us:
214
215`10000 / (150 / 16) ~ 1067`
216
217There is no *best* ratio, as the right size is use-case dependent. Factors to
218consider include the number of times a device will be upgraded both in the field
David Vincze2d736ad2019-02-18 11:50:22 +0100219and during development, as well as any desired safety margin on the
220manufacturer's specified number of erase cycles. In general, using a ratio that
221allows hundreds to thousands of field upgrades in production is recommended.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800222
David Vinczee574f2d2020-07-10 11:42:03 +0200223### [Equal slots (direct-xip)](#direct-xip)
224
225When the direct-xip mode is enabled the active image flag is "moved" between the
226slots during image upgrade and in contrast to the above, the bootloader can
227run an image directly from either the primary or the secondary slot (without
228having to move/copy it into the primary slot). Therefore the image update
229client, which downloads the new images must be aware, which slot contains the
230active image and which acts as a staging area and it is responsible for loading
231the proper images into the proper slot. All this requires that the images be
232built to be executed from the corresponding slot. At boot time the bootloader
233first looks for images in the slots and then inspects the version numbers in the
234image headers. It selects the newest image (with the highest version number) and
235then checks its validity (integrity check, signature verification etc.). If the
236image is invalid MCUboot erases its memory slot and starts to validate the other
237image. After a successful validation of the selected image the bootloader
238chain-loads it.
David Vincze505fba22020-10-22 13:53:29 +0200239
240An additional "revert" mechanism is also supported. For more information, please
241read the [corresponding section](#direct-xip-revert).
David Vinczee574f2d2020-07-10 11:42:03 +0200242Handling the primary and secondary slots as equals has its drawbacks. Since the
243images are not moved between the slots, the on-the-fly image
244encryption/decryption can't be supported (it only applies to storing the image
245in an external flash on the device, the transport of encrypted image data is
246still feasible).
247
248The overwrite and the direct-xip upgrade strategies are substantially simpler to
249implement than the image swapping strategy, especially since the bootloader must
250work properly even when it is reset during the middle of an image swap. For this
251reason, the rest of the document describes its behavior when configured to swap
252images during an upgrade.
Marti Bolivara91674f2017-08-04 14:56:08 -0400253
Tamas Banfe031092020-09-10 17:32:39 +0200254### [RAM Loading](#ram-load)
255
256In ram-load mode the slots are equal. Like the direct-xip mode, this mode
257also selects the newest image by reading the image version numbers in the image
258headers. But instead of executing it in place, the newest image is copied to the
259RAM for execution. The load address, the location in RAM where the image is
260copied to, is stored in the image header. The ram-load upgrade mode can be
261useful when there is no internal flash in the SoC, but there is a big enough
262internal RAM to hold the images. Usually in this case the images are stored
263in an external storage device. Execution from external storage has some
264drawbacks (lower execution speed, image is exposed to attacks) therefore the
265image is always copied to the internal RAM before the authentication and
266execution. Ram-load mode requires the image to be built to be executed from
267the RAM address range instead of the storage device address range. If
268ram-load is enabled then platform must define the following parameters:
269
270```c
271#define IMAGE_EXECUTABLE_RAM_START <area_base_addr>
272#define IMAGE_EXECUTABLE_RAM_SIZE <area_size_in_bytes>
273```
274
Mark Horvathccaf7f82021-01-04 18:16:42 +0100275For multiple image load if multiple ram regions are used platform must define
276the `MULTIPLE_EXECUTABLE_RAM_REGIONS` flag instead and implement the following
277function:
278
279```c
280int boot_get_image_exec_ram_info(uint32_t image_id,
281 uint32_t *exec_ram_start,
282 uint32_t *exec_ram_size)
283```
284
Tamas Banfe031092020-09-10 17:32:39 +0200285When ram-load is enabled, the `--load-addr <addr>` option of the `imgtool`
286script must also be used when signing the images. This option set the `RAM_LOAD`
287flag in the image header which indicates that the image should be loaded to the
288RAM and also set the load address in the image header.
289
Hugo L'Hostisdb543e52021-03-09 18:00:31 +0000290When the encryption option is enabled (`MCUBOOT_ENC_IMAGES`) along with ram-load
291the image is checked for encryption. If the image is not encrypted, RAM loading
292happens as described above. If the image is encrypted, it is copied in RAM at
293the provided address and then decrypted. Finally, the decrypted image is
294authenticated in RAM and executed.
Tamas Banfe031092020-09-10 17:32:39 +0200295
Fabio Utzigd37d8772019-12-03 10:32:18 -0300296## [Boot Swap Types](#boot-swap-types)
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800297
Marti Bolivar048d8d82017-08-04 17:14:24 -0400298When the device first boots under normal circumstances, there is an up-to-date
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200299firmware image in each primary slot, which MCUboot can validate and then
David Vincze2d736ad2019-02-18 11:50:22 +0100300chain-load. In this case, no image swaps are necessary. During device upgrades,
David Vinczeba3bd602019-06-17 16:01:43 +0200301however, new candidate image(s) is present in the secondary slot(s), which
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200302MCUboot must swap into the primary slot(s) before booting as discussed above.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800303
Marti Bolivar048d8d82017-08-04 17:14:24 -0400304Upgrading an old image with a new one by swapping can be a two-step process. In
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200305this process, MCUboot performs a "test" swap of image data in flash and boots
David Vinczeba3bd602019-06-17 16:01:43 +0200306the new image or it will be executed during operation. The new image can then
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200307update the contents of flash at runtime to mark itself "OK", and MCUboot will
David Vinczeba3bd602019-06-17 16:01:43 +0200308then still choose to run it during the next boot. When this happens, the swap is
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200309made "permanent". If this doesn't happen, MCUboot will perform a "revert" swap
David Vinczeba3bd602019-06-17 16:01:43 +0200310during the next boot by swapping the image(s) back into its original location(s)
311, and attempting to boot the old image(s).
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800312
Marti Bolivar048d8d82017-08-04 17:14:24 -0400313Depending on the use case, the first swap can also be made permanent directly.
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200314In this case, MCUboot will never attempt to revert the images on the next reset.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800315
Marti Bolivar048d8d82017-08-04 17:14:24 -0400316Test swaps are supported to provide a rollback mechanism to prevent devices
317from becoming "bricked" by bad firmware. If the device crashes immediately
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200318upon booting a new (bad) image, MCUboot will revert to the old (working) image
Marti Bolivar048d8d82017-08-04 17:14:24 -0400319at the next device reset, rather than booting the bad image again. This allows
320device firmware to make test swaps permanent only after performing a self-test
321routine.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800322
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200323On startup, MCUboot inspects the contents of flash to decide for each images
David Vinczeba3bd602019-06-17 16:01:43 +0200324which of these "swap types" to perform; this decision determines how it
325proceeds.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800326
Marti Bolivar048d8d82017-08-04 17:14:24 -0400327The possible swap types, and their meanings, are:
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800328
David Brown17e20d12017-09-12 11:53:20 -0600329- `BOOT_SWAP_TYPE_NONE`: The "usual" or "no upgrade" case; attempt to boot the
David Vincze2d736ad2019-02-18 11:50:22 +0100330 contents of the primary slot.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800331
David Vincze2d736ad2019-02-18 11:50:22 +0100332- `BOOT_SWAP_TYPE_TEST`: Boot the contents of the secondary slot by swapping
333 images. Unless the swap is made permanent, revert back on the next boot.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800334
David Brown17e20d12017-09-12 11:53:20 -0600335- `BOOT_SWAP_TYPE_PERM`: Permanently swap images, and boot the upgraded image
Marti Bolivar048d8d82017-08-04 17:14:24 -0400336 firmware.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800337
David Vincze2d736ad2019-02-18 11:50:22 +0100338- `BOOT_SWAP_TYPE_REVERT`: A previous test swap was not made permanent;
339 swap back to the old image whose data are now in the secondary slot. If the
340 old image marks itself "OK" when it boots, the next boot will have swap type
341 `BOOT_SWAP_TYPE_NONE`.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800342
David Brown17e20d12017-09-12 11:53:20 -0600343- `BOOT_SWAP_TYPE_FAIL`: Swap failed because image to be run is not valid.
Marti Bolivar048d8d82017-08-04 17:14:24 -0400344
David Brown17e20d12017-09-12 11:53:20 -0600345- `BOOT_SWAP_TYPE_PANIC`: Swapping encountered an unrecoverable error.
Marti Bolivar048d8d82017-08-04 17:14:24 -0400346
347The "swap type" is a high-level representation of the outcome of the
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200348boot. Subsequent sections describe how MCUboot determines the swap type from
Marti Bolivar048d8d82017-08-04 17:14:24 -0400349the bit-level contents of flash.
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800350
David Vincze505fba22020-10-22 13:53:29 +0200351### [Revert mechanism in direct-xip mode](#direct-xip-revert)
352
353The direct-xip mode also supports a "revert" mechanism which is the equivalent
David Vincze1c456242021-06-29 15:25:24 +0200354of the swap mode's "revert" swap. When the direct-xip mode is selected it can be
355enabled with the MCUBOOT_DIRECT_XIP_REVERT config option and an image trailer
356must also be added to the signed images (the "--pad" option of the `imgtool`
357script must be used). For more information on this please read the
358[Image Trailer](#image-trailer) section and the [imgtool](imgtool.md)
359documentation. Making the images permanent (marking them as confirmed in
360advance) is also supported just like in swap mode. The individual steps of the
361direct-xip mode's "revert" mechanism are the following:
David Vincze505fba22020-10-22 13:53:29 +0200362
3631. Select the slot which holds the newest potential image.
3642. Was the image previously selected to run (during a previous boot)?
365 + Yes: Did the image mark itself "OK" (was the self-test successful)?
366 + Yes.
367 - Proceed to step 3.
368 + No.
369 - Erase the image from the slot to prevent it from being selected
370 again during the next boot.
371 - Return to step 1 (the bootloader will attempt to select and
372 possibly boot the previous image if there is one).
373 + No.
374 - Mark the image as "selected" (set the copy_done flag in the trailer).
375 - Proceed to step 3.
3763. Proceed to image validation ...
377
Fabio Utzigd37d8772019-12-03 10:32:18 -0300378## [Image Trailer](#image-trailer)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800379
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300380For the bootloader to be able to determine the current state and what actions
Marti Bolivar42818032017-08-04 15:45:01 -0400381should be taken during the current boot operation, it uses metadata stored in
382the image flash areas. While swapping, some of this metadata is temporarily
383copied into and out of the scratch area.
384
385This metadata is located at the end of the image flash areas, and is called an
386image trailer. An image trailer has the following structure:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800387
David Brown17e20d12017-09-12 11:53:20 -0600388```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800389 0 1 2 3
390 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
391 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collins92ea77f2016-12-12 15:59:26 -0800392 ~ ~
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300393 ~ Swap status (BOOT_MAX_IMG_SECTORS * min-write-size * 3) ~
Christopher Collins92ea77f2016-12-12 15:59:26 -0800394 ~ ~
395 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700396 | Encryption key 0 (16 octets) [*] |
397 | |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800398 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700399 | Encryption key 1 (16 octets) [*] |
400 | |
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300401 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700402 | Swap size (4 octets) |
Fabio Utzigea422c22017-09-11 11:02:47 -0300403 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Vinczee2453472019-06-17 12:31:59 +0200404 | Swap info | 0xff padding (7 octets) |
Fabio Utzigea422c22017-09-11 11:02:47 -0300405 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Christopher Collinsa1c12042019-05-23 14:00:28 -0700406 | Copy done | 0xff padding (7 octets) |
407 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
408 | Image OK | 0xff padding (7 octets) |
409 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
410 | MAGIC (16 octets) |
411 | |
Christopher Collins92ea77f2016-12-12 15:59:26 -0800412 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Brown17e20d12017-09-12 11:53:20 -0600413```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800414
Christopher Collinsa1c12042019-05-23 14:00:28 -0700415[*]: Only present if the encryption option is enabled (`MCUBOOT_ENC_IMAGES`).
416
Marti Bolivar42818032017-08-04 15:45:01 -0400417The offset immediately following such a record represents the start of the next
418flash area.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800419
420Note: "min-write-size" is a property of the flash hardware. If the hardware
421allows individual bytes to be written at arbitrary addresses, then
422min-write-size is 1. If the hardware only allows writes at even addresses,
423then min-write-size is 2, and so on.
424
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400425An image trailer contains the following fields:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800426
Marti Bolivar1dcb6852017-08-04 15:59:32 -04004271. Swap status: A series of records which records the progress of an image
David Vincze2d736ad2019-02-18 11:50:22 +0100428 swap. To swap entire images, data are swapped between the two image areas
429 one or more sectors at a time, like this:
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400430
David Vincze2d736ad2019-02-18 11:50:22 +0100431 - sector data in the primary slot is copied into scratch, then erased
432 - sector data in the secondary slot is copied into the primary slot,
433 then erased
434 - sector data in scratch is copied into the secondary slot
Marti Bolivar1dcb6852017-08-04 15:59:32 -0400435
436As it swaps images, the bootloader updates the swap status field in a way that
437allows it to compute how far this swap operation has progressed for each
438sector. The swap status field can thus used to resume a swap operation if the
439bootloader is halted while a swap operation is ongoing and later reset. The
David Vincze2d736ad2019-02-18 11:50:22 +0100440`BOOT_MAX_IMG_SECTORS` value is the configurable maximum number of sectors
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200441MCUboot supports for each image; its value defaults to 128, but allows for
David Vincze2d736ad2019-02-18 11:50:22 +0100442either decreasing this size, to limit RAM usage, or to increase it in devices
443that have massive amounts of Flash or very small sized sectors and thus require
444a bigger configuration to allow for the handling of all slot's sectors.
iysheng506a16f2021-08-26 06:13:11 +0800445The factor of min-write-size is due to the behavior of flash hardware. The factor
David Vincze2d736ad2019-02-18 11:50:22 +0100446of 3 is explained below.
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300447
Christopher Collinsa1c12042019-05-23 14:00:28 -07004482. Encryption keys: key-encrypting keys (KEKs). These keys are needed for
449 image encryption and decryption. See the
450 [encrypted images](encrypted_images.md) document for more information.
451
4523. Swap size: When beginning a new swap operation, the total size that needs
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +0000453 to be swapped (based on the slot with largest image + TLVs) is written to
David Vincze2d736ad2019-02-18 11:50:22 +0100454 this location for easier recovery in case of a reset while performing the
455 swap.
Fabio Utzigea422c22017-09-11 11:02:47 -0300456
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +00004574. Swap info: A single byte which encodes the following information:
David Vinczee2453472019-06-17 12:31:59 +0200458 - Swap type: Stored in bits 0-3. Indicating the type of swap operation in
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200459 progress. When MCUboot resumes an interrupted swap, it uses this field to
David Vinczee2453472019-06-17 12:31:59 +0200460 determine the type of operation to perform. This field contains one of the
461 following values in the table below.
462 - Image number: Stored in bits 4-7. It has always 0 value at single image
463 boot. In case of multi image boot it indicates, which image was swapped when
464 interrupt happened. The same scratch area is used during in case of all
465 image swap operation. Therefore this field is used to determine which image
466 the trailer belongs to if boot status is found on scratch area when the swap
467 operation is resumed.
Christopher Collinsa1c12042019-05-23 14:00:28 -0700468
469| Name | Value |
470| ------------------------- | ----- |
471| `BOOT_SWAP_TYPE_TEST` | 2 |
472| `BOOT_SWAP_TYPE_PERM` | 3 |
473| `BOOT_SWAP_TYPE_REVERT` | 4 |
474
475
4765. Copy done: A single byte indicating whether the image in this slot is
David Brown17e20d12017-09-12 11:53:20 -0600477 complete (0x01=done; 0xff=not done).
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300478
Christopher Collinsa1c12042019-05-23 14:00:28 -07004796. Image OK: A single byte indicating whether the image in this slot has been
David Brown17e20d12017-09-12 11:53:20 -0600480 confirmed as good by the user (0x01=confirmed; 0xff=not confirmed).
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300481
Christopher Collinsa1c12042019-05-23 14:00:28 -07004827. MAGIC: The following 16 bytes, written in host-byte-order:
Christopher Collins92ea77f2016-12-12 15:59:26 -0800483
David Brown17e20d12017-09-12 11:53:20 -0600484``` c
Christopher Collins92ea77f2016-12-12 15:59:26 -0800485 const uint32_t boot_img_magic[4] = {
486 0xf395c277,
487 0x7fefd260,
488 0x0f505235,
489 0x8079b62c,
490 };
David Brown17e20d12017-09-12 11:53:20 -0600491```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800492
Fabio Utzigd37d8772019-12-03 10:32:18 -0300493## [IMAGE TRAILERS](#image-trailers)
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300494
Marti Bolivar048d8d82017-08-04 17:14:24 -0400495At startup, the boot loader determines the boot swap type by inspecting the
496image trailers. When using the term "image trailers" what is meant is the
497aggregate information provided by both image slot's trailers.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300498
Fabio Utzigd37d8772019-12-03 10:32:18 -0300499### [New swaps (non-resumes)](#new-swaps-non-resumes)
Christopher Collinsa1c12042019-05-23 14:00:28 -0700500
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200501For new swaps, MCUboot must inspect a collection of fields to determine which
Christopher Collinsa1c12042019-05-23 14:00:28 -0700502swap operation to perform.
503
David Vincze2d736ad2019-02-18 11:50:22 +0100504The image trailers records are structured around the limitations imposed by
505flash hardware. As a consequence, they do not have a very intuitive design, and
506it is difficult to get a sense of the state of the device just by looking at the
Marti Bolivar048d8d82017-08-04 17:14:24 -0400507image trailers. It is better to map all the possible trailer states to the swap
508types described above via a set of tables. These tables are reproduced below.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300509
510Note: An important caveat about the tables described below is that they must
511be evaluated in the order presented here. Lower state numbers must have a
512higher priority when testing the image trailers.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800513
David Brown17e20d12017-09-12 11:53:20 -0600514```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800515 State I
David Vincze2d736ad2019-02-18 11:50:22 +0100516 | primary slot | secondary slot |
517 -----------------+--------------+----------------|
518 magic | Any | Good |
519 image-ok | Any | Unset |
520 copy-done | Any | Any |
521 -----------------+--------------+----------------'
522 result: BOOT_SWAP_TYPE_TEST |
523 -------------------------------------------------'
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300524
Christopher Collins92ea77f2016-12-12 15:59:26 -0800525
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300526 State II
David Vincze2d736ad2019-02-18 11:50:22 +0100527 | primary slot | secondary slot |
528 -----------------+--------------+----------------|
529 magic | Any | Good |
530 image-ok | Any | 0x01 |
531 copy-done | Any | Any |
532 -----------------+--------------+----------------'
533 result: BOOT_SWAP_TYPE_PERM |
534 -------------------------------------------------'
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300535
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800536
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300537 State III
David Vincze2d736ad2019-02-18 11:50:22 +0100538 | primary slot | secondary slot |
539 -----------------+--------------+----------------|
540 magic | Good | Unset |
541 image-ok | 0xff | Any |
542 copy-done | 0x01 | Any |
543 -----------------+--------------+----------------'
544 result: BOOT_SWAP_TYPE_REVERT |
545 -------------------------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600546```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800547
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200548Any of the above three states results in MCUboot attempting to swap images.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800549
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200550Otherwise, MCUboot does not attempt to swap images, resulting in one of the
Marti Bolivar048d8d82017-08-04 17:14:24 -0400551other three swap types, as illustrated by State IV.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300552
David Brown17e20d12017-09-12 11:53:20 -0600553```
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300554 State IV
David Vincze2d736ad2019-02-18 11:50:22 +0100555 | primary slot | secondary slot |
556 -----------------+--------------+----------------|
557 magic | Any | Any |
558 image-ok | Any | Any |
559 copy-done | Any | Any |
560 -----------------+--------------+----------------'
561 result: BOOT_SWAP_TYPE_NONE, |
562 BOOT_SWAP_TYPE_FAIL, or |
563 BOOT_SWAP_TYPE_PANIC |
564 -------------------------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600565```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800566
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200567In State IV, when no errors occur, MCUboot will attempt to boot the contents of
David Vincze2d736ad2019-02-18 11:50:22 +0100568the primary slot directly, and the result is `BOOT_SWAP_TYPE_NONE`. If the image
569in the primary slot is not valid, the result is `BOOT_SWAP_TYPE_FAIL`. If a
570fatal error occurs during boot, the result is `BOOT_SWAP_TYPE_PANIC`. If the
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200571result is either `BOOT_SWAP_TYPE_FAIL` or `BOOT_SWAP_TYPE_PANIC`, MCUboot hangs
David Vincze2d736ad2019-02-18 11:50:22 +0100572rather than booting an invalid or compromised image.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300573
Marti Bolivar048d8d82017-08-04 17:14:24 -0400574Note: An important caveat to the above is the result when a swap is requested
David Vincze2d736ad2019-02-18 11:50:22 +0100575 and the image in the secondary slot fails to validate, due to a hashing or
576 signing error. This state behaves as State IV with the extra action of
577 marking the image in the primary slot as "OK", to prevent further attempts
578 to swap.
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300579
Fabio Utzigd37d8772019-12-03 10:32:18 -0300580### [Resumed swaps](#resumed-swaps)
Christopher Collinsa1c12042019-05-23 14:00:28 -0700581
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200582If MCUboot determines that it is resuming an interrupted swap (i.e., a reset
Christopher Collinsa1c12042019-05-23 14:00:28 -0700583occurred mid-swap), it fully determines the operation to resume by reading the
David Vinczee2453472019-06-17 12:31:59 +0200584`swap info` field from the active trailer and extracting the swap type from bits
5850-3. The set of tables in the previous section are not necessary in the resume
586case.
Christopher Collinsa1c12042019-05-23 14:00:28 -0700587
Fabio Utzigd37d8772019-12-03 10:32:18 -0300588## [High-Level Operation](#high-level-operation)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800589
590With the terms defined, we can now explore the boot loader's operation. First,
591a high-level overview of the boot process is presented. Then, the following
592sections describe each step of the process in more detail.
593
594Procedure:
595
David Brown17e20d12017-09-12 11:53:20 -06005961. Inspect swap status region; is an interrupted swap being resumed?
Fabio Utzig75b34412019-09-06 08:30:43 -0300597 + Yes: Complete the partial swap operation; skip to step 3.
598 + No: Proceed to step 2.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800599
David Brown17e20d12017-09-12 11:53:20 -06006002. Inspect image trailers; is a swap requested?
Fabio Utzig75b34412019-09-06 08:30:43 -0300601 + Yes:
602 1. Is the requested image valid (integrity and security check)?
603 + Yes.
604 a. Perform swap operation.
605 b. Persist completion of swap procedure to image trailers.
606 c. Proceed to step 3.
607 + No.
608 a. Erase invalid image.
609 b. Persist failure of swap procedure to image trailers.
610 c. Proceed to step 3.
611
612 + No: Proceed to step 3.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800613
David Vincze2d736ad2019-02-18 11:50:22 +01006143. Boot into image in primary slot.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800615
Fabio Utzigd37d8772019-12-03 10:32:18 -0300616### [Multiple Image Boot](#multiple-image-boot)
David Vinczeba3bd602019-06-17 16:01:43 +0200617
618When the flash contains multiple executable images the boot loader's operation
619is a bit more complex but similar to the previously described procedure with
620one image. Every image can be updated independently therefore the flash is
621partitioned further to arrange two slots for each image.
622```
623+--------------------+
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200624| MCUboot |
David Vinczeba3bd602019-06-17 16:01:43 +0200625+--------------------+
626 ~~~~~ <- memory might be not contiguous
627+--------------------+
628| Image 0 |
629| primary slot |
630+--------------------+
631| Image 0 |
632| secondary slot |
633+--------------------+
634 ~~~~~ <- memory might be not contiguous
635+--------------------+
636| Image N |
637| primary slot |
638+--------------------+
639| Image N |
640| secondary slot |
641+--------------------+
642| Scratch |
643+--------------------+
644```
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200645MCUboot is also capable of handling dependencies between images. For example
David Vinczee32483f2019-06-13 10:46:24 +0200646if an image needs to be reverted it might be necessary to revert another one too
647(e.g. due to API incompatibilities) or simply to prevent from being updated
648because of an unsatisfied dependency. Therefore all aborted swaps have to be
649completed and all the swap types have to be determined for each image before
650the dependency checks. Dependency handling is described in more detail in a
651following section. The multiple image boot procedure is organized in loops which
652iterate over all the firmware images. The high-level overview of the boot
653process is presented below.
David Vinczeba3bd602019-06-17 16:01:43 +0200654
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700655+ Loop 1. Iterate over all images
David Vinczeba3bd602019-06-17 16:01:43 +0200656 1. Inspect swap status region of current image; is an interrupted swap being
657 resumed?
658 + Yes:
659 + Review the validity of previously determined swap types
660 of other images.
661 + Complete the partial swap operation.
662 + Mark the swap type as `None`.
663 + Skip to next image.
664 + No: Proceed to step 2.
665
666 2. Inspect image trailers in the primary and secondary slot; is an image
667 swap requested?
668 + Yes: Review the validity of previously determined swap types of other
669 images. Is the requested image valid (integrity and security
670 check)?
671 + Yes:
672 + Set the previously determined swap type for the current image.
673 + Skip to next image.
674 + No:
675 + Erase invalid image.
676 + Persist failure of swap procedure to image trailers.
677 + Mark the swap type as `Fail`.
678 + Skip to next image.
679 + No:
680 + Mark the swap type as `None`.
681 + Skip to next image.
682
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700683+ Loop 2. Iterate over all images
David Vinczee32483f2019-06-13 10:46:24 +0200684 1. Does the current image depend on other image(s)?
685 + Yes: Are all the image dependencies satisfied?
686 + Yes: Skip to next image.
687 + No:
688 + Modify swap type depending on what the previous type was.
689 + Restart dependency check from the first image.
690 + No: Skip to next image.
David Vinczeba3bd602019-06-17 16:01:43 +0200691
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700692+ Loop 3. Iterate over all images
David Vinczeba3bd602019-06-17 16:01:43 +0200693 1. Is an image swap requested?
694 + Yes:
695 + Perform image update operation.
696 + Persist completion of swap procedure to image trailers.
697 + Skip to next image.
698 + No: Skip to next image.
699
Martí Bolívara6a0e0e2019-08-08 07:12:54 -0700700+ Loop 4. Iterate over all images
David Vinczeba3bd602019-06-17 16:01:43 +0200701 1. Validate image in the primary slot (integrity and security check) or
702 at least do a basic sanity check to avoid booting into an empty flash
703 area.
704
705+ Boot into image in the primary slot of the 0th image position\
706 (other image in the boot chain is started by another image).
707
Mark Horvathccaf7f82021-01-04 18:16:42 +0100708### [Multiple Image Boot for RAM loading and direct-xip](#multiple-image-boot-for-ram-loading-and-direct-xip)
709
710The operation of the boot loader is different when the ram-load or the
711direct-xip strategy is chosen. The flash map is very similar to the swap
712strategy but there is no need for Scratch area.
713
714+ Loop 1. Until all images are loaded and all dependencies are satisfied
715 1. Subloop 1. Iterate over all images
716 + Does any of the slots contain an image?
717 + Yes:
718 + Choose the newer image.
719 + Copy it to RAM in case of ram-load strategy.
720 + Validate the image (integrity and security check).
721 + If validation fails delete the image from flash and try the other
722 slot. (Image must be deleted from RAM too in case of ram-load
723 strategy.)
724 + No: Return with failure.
725
726 2. Subloop 2. Iterate over all images
727 + Does the current image depend on other image(s)?
728 + Yes: Are all the image dependencies satisfied?
729 + Yes: Skip to next image.
730 + No:
731 + Delete the image from RAM in case of ram-load strategy, but
732 do not delete it from flash.
733 + Try to load the image from the other slot.
734 + Restart dependency check from the first image.
735 + No: Skip to next image.
736
737+ Loop 2. Iterate over all images
738 + Increase the security counter if needed.
739 + Do the measured boot and the data sharing if needed.
740
741+ Boot the loaded slot of image 0.
742
Fabio Utzigd37d8772019-12-03 10:32:18 -0300743## [Image Swapping](#image-swapping)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800744
745The boot loader swaps the contents of the two image slots for two reasons:
Fabio Utzig75b34412019-09-06 08:30:43 -0300746
747 * User has issued a "set pending" operation; the image in the secondary slot
Håkon Øye Amundsen11d91c32020-03-04 08:49:47 +0000748 should be run once (state I) or repeatedly (state II), depending on
Fabio Utzig75b34412019-09-06 08:30:43 -0300749 whether a permanent swap was specified.
750 * Test image rebooted without being confirmed; the boot loader should
Håkon Øye Amundsen11d91c32020-03-04 08:49:47 +0000751 revert to the original image currently in the secondary slot (state III).
Christopher Collins92ea77f2016-12-12 15:59:26 -0800752
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300753If the image trailers indicates that the image in the secondary slot should be
Christopher Collins92ea77f2016-12-12 15:59:26 -0800754run, the boot loader needs to copy it to the primary slot. The image currently
755in the primary slot also needs to be retained in flash so that it can be used
756later. Furthermore, both images need to be recoverable if the boot loader
757resets in the middle of the swap operation. The two images are swapped
758according to the following procedure:
759
Fabio Utzig60319ac2019-09-06 08:29:50 -03007601. Determine if both slots are compatible enough to have their images swapped.
761 To be compatible, both have to have only sectors that can fit into the
762 scratch area and if one of them has larger sectors than the other, it must
763 be able to entirely fit some rounded number of sectors from the other slot.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300764 In the next steps we'll use the terminology "region" for the total amount of
765 data copied/erased because this can be any amount of sectors depending on
766 how many the scratch is able to fit for some swap operation.
7672. Iterate the list of region indices in descending order (i.e., starting
768 with the greatest index); only regions that are predetermined to be part of
Fabio Utzig60319ac2019-09-06 08:29:50 -0300769 the image are copied; current element = "index".
770 + a. Erase scratch area.
771 + b. Copy secondary_slot[index] to scratch area.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300772 - If this is the last region in the slot, scratch area has a temporary
Fabio Utzig60319ac2019-09-06 08:29:50 -0300773 status area initialized to store the initial state, because the
Fabio Utzigc28005b2019-09-10 12:18:29 -0300774 primary slot's last region will have to be erased. In this case,
Fabio Utzig60319ac2019-09-06 08:29:50 -0300775 only the data that was calculated to amount to the image is copied.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300776 - Else if this is the first swapped region but not the last region in
Fabio Utzig60319ac2019-09-06 08:29:50 -0300777 the slot, initialize the status area in primary slot and copy the
Fabio Utzigc28005b2019-09-10 12:18:29 -0300778 full region contents.
779 - Else, copy entire region contents.
Fabio Utzig60319ac2019-09-06 08:29:50 -0300780 + c. Write updated swap status (i).
781 + d. Erase secondary_slot[index]
782 + e. Copy primary_slot[index] to secondary_slot[index] according to amount
783 previosly copied at step b.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300784 - If this is not the last region in the slot, erase the trailer in the
Fabio Utzig60319ac2019-09-06 08:29:50 -0300785 secondary slot, to always use the one in the primary slot.
786 + f. Write updated swap status (ii).
787 + g. Erase primary_slot[index].
788 + h. Copy scratch area to primary_slot[index] according to amount
789 previously copied at step b.
Fabio Utzigc28005b2019-09-10 12:18:29 -0300790 - If this is the last region in the slot, the status is read from
Fabio Utzig60319ac2019-09-06 08:29:50 -0300791 scratch (where it was stored temporarily) and written anew in the
792 primary slot.
793 + i. Write updated swap status (iii).
7943. Persist completion of swap procedure to the primary slot image trailer.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800795
David Vincze2d736ad2019-02-18 11:50:22 +0100796The additional caveats in step 2f are necessary so that the secondary slot image
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800797trailer can be written by the user at a later time. With the image trailer
David Vincze2d736ad2019-02-18 11:50:22 +0100798unwritten, the user can test the image in the secondary slot
Håkon Øye Amundsen11d91c32020-03-04 08:49:47 +0000799(i.e., transition to state I).
Christopher Collins92ea77f2016-12-12 15:59:26 -0800800
Fabio Utzigc28005b2019-09-10 12:18:29 -0300801Note1: If the region being copied contains the last sector, then swap status is
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300802temporarily maintained on scratch for the duration of this operation, always
David Vincze2d736ad2019-02-18 11:50:22 +0100803using the primary slot's area otherwise.
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300804
805Note2: The bootloader tries to copy only used sectors (based on largest image
806installed on any of the slots), minimizing the amount of sectors copied and
807reducing the amount of time required for a swap operation.
808
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800809The particulars of step 3 vary depending on whether an image is being tested,
David Vincze2d736ad2019-02-18 11:50:22 +0100810permanently used, reverted or a validation failure of the secondary slot
811happened when a swap was requested:
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300812
Christopher Collins92ea77f2016-12-12 15:59:26 -0800813 * test:
David Vincze2d736ad2019-02-18 11:50:22 +0100814 o Write primary_slot.copy_done = 1
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800815 (swap caused the following values to be written:
David Vincze2d736ad2019-02-18 11:50:22 +0100816 primary_slot.magic = BOOT_MAGIC
Håkon Øye Amundsencdf94c22020-03-04 08:52:31 +0000817 secondary_slot.magic = UNSET
David Vincze2d736ad2019-02-18 11:50:22 +0100818 primary_slot.image_ok = Unset)
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800819
820 * permanent:
David Vincze2d736ad2019-02-18 11:50:22 +0100821 o Write primary_slot.copy_done = 1
Christopher Collinsfd7eb5c2016-12-21 13:46:08 -0800822 (swap caused the following values to be written:
David Vincze2d736ad2019-02-18 11:50:22 +0100823 primary_slot.magic = BOOT_MAGIC
Håkon Øye Amundsencdf94c22020-03-04 08:52:31 +0000824 secondary_slot.magic = UNSET
David Vincze2d736ad2019-02-18 11:50:22 +0100825 primary_slot.image_ok = 0x01)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800826
827 * revert:
David Vincze2d736ad2019-02-18 11:50:22 +0100828 o Write primary_slot.copy_done = 1
829 o Write primary_slot.image_ok = 1
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300830 (swap caused the following values to be written:
David Vincze2d736ad2019-02-18 11:50:22 +0100831 primary_slot.magic = BOOT_MAGIC)
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300832
David Vincze2d736ad2019-02-18 11:50:22 +0100833 * failure to validate the secondary slot:
834 o Write primary_slot.image_ok = 1
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300835
David Vincze2d736ad2019-02-18 11:50:22 +0100836After completing the operations as described above the image in the primary slot
837should be booted.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800838
Fabio Utzigd37d8772019-12-03 10:32:18 -0300839## [Swap Status](#swap-status)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800840
841The swap status region allows the boot loader to recover in case it restarts in
842the middle of an image swap operation. The swap status region consists of a
843series of single-byte records. These records are written independently, and
844therefore must be padded according to the minimum write size imposed by the
845flash hardware. In the below figure, a min-write-size of 1 is assumed for
846simplicity. The structure of the swap status region is illustrated below. In
847this figure, a min-write-size of 1 is assumed for simplicity.
848
David Brown17e20d12017-09-12 11:53:20 -0600849```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800850 0 1 2 3
851 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
852 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
853 |sec127,state 0 |sec127,state 1 |sec127,state 2 |sec126,state 0 |
854 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
855 |sec126,state 1 |sec126,state 2 |sec125,state 0 |sec125,state 1 |
856 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
857 |sec125,state 2 | |
858 +-+-+-+-+-+-+-+-+ +
859 ~ ~
860 ~ [Records for indices 124 through 1 ~
861 ~ ~
862 ~ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
863 ~ |sec000,state 0 |sec000,state 1 |sec000,state 2 |
864 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
David Brown17e20d12017-09-12 11:53:20 -0600865```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800866
867The above is probably not helpful at all; here is a description in English.
868
869Each image slot is partitioned into a sequence of flash sectors. If we were to
870enumerate the sectors in a single slot, starting at 0, we would have a list of
871sector indices. Since there are two image slots, each sector index would
872correspond to a pair of sectors. For example, sector index 0 corresponds to
David Vincze2d736ad2019-02-18 11:50:22 +0100873the first sector in the primary slot and the first sector in the secondary slot.
874Finally, reverse the list of indices such that the list starts with index
875`BOOT_MAX_IMG_SECTORS - 1` and ends with 0. The swap status region is a
876representation of this reversed list.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800877
878During a swap operation, each sector index transitions through four separate
879states:
David Brown17e20d12017-09-12 11:53:20 -0600880```
David Vincze2d736ad2019-02-18 11:50:22 +01008810. primary slot: image 0, secondary slot: image 1, scratch: N/A
8821. primary slot: image 0, secondary slot: N/A, scratch: image 1 (1->s, erase 1)
8832. primary slot: N/A, secondary slot: image 0, scratch: image 1 (0->1, erase 0)
8843. primary slot: image 1, secondary slot: image 0, scratch: N/A (s->0)
David Brown17e20d12017-09-12 11:53:20 -0600885```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800886
887Each time a sector index transitions to a new state, the boot loader writes a
888record to the swap status region. Logically, the boot loader only needs one
889record per sector index to keep track of the current swap state. However, due
890to limitations imposed by flash hardware, a record cannot be overwritten when
891an index's state changes. To solve this problem, the boot loader uses three
892records per sector index rather than just one.
893
894Each sector-state pair is represented as a set of three records. The record
895values map to the above four states as follows
896
David Brown17e20d12017-09-12 11:53:20 -0600897```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800898 | rec0 | rec1 | rec2
899 --------+------+------+------
900 state 0 | 0xff | 0xff | 0xff
901 state 1 | 0x01 | 0xff | 0xff
902 state 2 | 0x01 | 0x02 | 0xff
903 state 3 | 0x01 | 0x02 | 0x03
David Brown17e20d12017-09-12 11:53:20 -0600904```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800905
Fabio Utzig2c05f1b2018-04-04 10:35:17 -0300906The swap status region can accommodate `BOOT_MAX_IMG_SECTORS` sector indices.
David Vincze2d736ad2019-02-18 11:50:22 +0100907Hence, the size of the region, in bytes, is
908`BOOT_MAX_IMG_SECTORS * min-write-size * 3`. The only requirement for the index
909count is that it is great enough to account for a maximum-sized image
910(i.e., at least as great as the total sector count in an image slot). If a
911device's image slots have been configured with `BOOT_MAX_IMG_SECTORS: 128` and
912use less than 128 sectors, the first record that gets written will be somewhere
913in the middle of the region. For example, if a slot uses 64 sectors, the first
914sector index that gets swapped is 63, which corresponds to the exact halfway
915point within the region.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800916
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300917Note: since the scratch area only ever needs to record swapping of the last
918sector, it uses at most min-write-size * 3 bytes for its own status area.
919
Fabio Utzigd37d8772019-12-03 10:32:18 -0300920## [Reset Recovery](#reset-recovery)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800921
922If the boot loader resets in the middle of a swap operation, the two images may
923be discontiguous in flash. Bootutil recovers from this condition by using the
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300924image trailers to determine how the image parts are distributed in flash.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800925
926The first step is determine where the relevant swap status region is located.
927Because this region is embedded within the image slots, its location in flash
Fabio Utzig86fe4b22017-07-28 18:56:29 -0300928changes during a swap operation. The below set of tables map image trailers
Christopher Collins92ea77f2016-12-12 15:59:26 -0800929contents to swap status location. In these tables, the "source" field
David Vinczeba3bd602019-06-17 16:01:43 +0200930indicates where the swap status region is located. In case of multi image boot
931the images primary area and the single scratch area is always examined in pairs.
932If swap status found on scratch area then it might not belong to the current
933image. The swap_info field of swap status stores the corresponding image number.
934If it does not match then "source: none" is returned.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800935
David Brown17e20d12017-09-12 11:53:20 -0600936```
David Vincze2d736ad2019-02-18 11:50:22 +0100937 | primary slot | scratch |
938 ----------+--------------+--------------|
939 magic | Good | Any |
940 copy-done | 0x01 | N/A |
941 ----------+--------------+--------------'
942 source: none |
943 ----------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400944
David Vincze2d736ad2019-02-18 11:50:22 +0100945 | primary slot | scratch |
946 ----------+--------------+--------------|
947 magic | Good | Any |
948 copy-done | 0xff | N/A |
949 ----------+--------------+--------------'
950 source: primary slot |
951 ----------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400952
David Vincze2d736ad2019-02-18 11:50:22 +0100953 | primary slot | scratch |
954 ----------+--------------+--------------|
955 magic | Any | Good |
956 copy-done | Any | N/A |
957 ----------+--------------+--------------'
958 source: scratch |
959 ----------------------------------------'
Marti Bolivar49b29172017-08-04 14:50:51 -0400960
David Vincze2d736ad2019-02-18 11:50:22 +0100961 | primary slot | scratch |
962 ----------+--------------+--------------|
963 magic | Unset | Any |
964 copy-done | 0xff | N/A |
965 ----------+--------------+--------------|
966 source: primary slot |
967 ----------------------------------------+------------------------------+
968 This represents one of two cases: |
969 o No swaps ever (no status to read, so no harm in checking). |
970 o Mid-revert; status in the primary slot. |
971 For this reason we assume the primary slot as source, to trigger a |
972 check of the status area and find out if there was swapping under way. |
973 -----------------------------------------------------------------------'
David Brown17e20d12017-09-12 11:53:20 -0600974```
Christopher Collins92ea77f2016-12-12 15:59:26 -0800975
Francesco Servidio4ff0c182021-10-20 15:27:16 +0200976If the swap status region indicates that the images are not contiguous, MCUboot
Christopher Collinsa1c12042019-05-23 14:00:28 -0700977determines the type of swap operation that was interrupted by reading the `swap
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +0000978info` field in the active image trailer and extracting the swap type from bits
David Vinczee2453472019-06-17 12:31:59 +02009790-3 then resumes the operation. In other words, it applies the procedure defined
980in the previous section, moving image 1 into the primary slot and image 0 into
981the secondary slot. If the boot status indicates that an image part is present
982in the scratch area, this part is copied into the correct location by starting
983at step e or step h in the area-swap procedure, depending on whether the part
984belongs to image 0 or image 1.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800985
986After the swap operation has been completed, the boot loader proceeds as though
987it had just been started.
988
Fabio Utzigd37d8772019-12-03 10:32:18 -0300989## [Integrity Check](#integrity-check)
Christopher Collins92ea77f2016-12-12 15:59:26 -0800990
991An image is checked for integrity immediately before it gets copied into the
Fabio Utzig5bd4e582017-07-20 08:55:38 -0300992primary slot. If the boot loader doesn't perform an image swap, then it can
David Vincze2d736ad2019-02-18 11:50:22 +0100993perform an optional integrity check of the image in the primary slot if
994`MCUBOOT_VALIDATE_PRIMARY_SLOT` is set, otherwise it doesn't perform an
995integrity check.
Christopher Collins92ea77f2016-12-12 15:59:26 -0800996
997During the integrity check, the boot loader verifies the following aspects of
998an image:
Fabio Utzig75b34412019-09-06 08:30:43 -0300999
Fabio Utzigfd140ec2019-09-12 14:37:48 -03001000 * 32-bit magic number must be correct (`IMAGE_MAGIC`).
Fabio Utzig75b34412019-09-06 08:30:43 -03001001 * Image must contain an `image_tlv_info` struct, identified by its magic
Fabio Utzigfd140ec2019-09-12 14:37:48 -03001002 (`IMAGE_TLV_PROT_INFO_MAGIC` or `IMAGE_TLV_INFO_MAGIC`) exactly following
1003 the firmware (`hdr_size` + `img_size`). If `IMAGE_TLV_PROT_INFO_MAGIC` is
1004 found then after `ih_protect_tlv_size` bytes, another `image_tlv_info`
1005 with magic equal to `IMAGE_TLV_INFO_MAGIC` must be present.
Fabio Utzig75b34412019-09-06 08:30:43 -03001006 * Image must contain a SHA256 TLV.
1007 * Calculated SHA256 must match SHA256 TLV contents.
1008 * Image *may* contain a signature TLV. If it does, it must also have a
1009 KEYHASH TLV with the hash of the key that was used to sign. The list of
1010 keys will then be iterated over looking for the matching key, which then
1011 will then be used to verify the image contents.
Christopher Collins92ea77f2016-12-12 15:59:26 -08001012
Fabio Utzigd37d8772019-12-03 10:32:18 -03001013## [Security](#security)
Christopher Collins92ea77f2016-12-12 15:59:26 -08001014
1015As indicated above, the final step of the integrity check is signature
1016verification. The boot loader can have one or more public keys embedded in it
1017at build time. During signature verification, the boot loader verifies that an
Håkon Øye Amundsencbf30472019-07-24 08:34:03 +00001018image was signed with a private key that corresponds to the embedded KEYHASH
Fabio Utzigea422c22017-09-11 11:02:47 -03001019TLV.
Christopher Collins92ea77f2016-12-12 15:59:26 -08001020
1021For information on embedding public keys in the boot loader, as well as
Fabio Utzig4dce6aa2018-02-12 15:31:32 -02001022producing signed images, see: [signed_images](signed_images.md).
Fabio Utzigcdfa11a2018-10-01 09:45:54 -03001023
1024If you want to enable and use encrypted images, see:
1025[encrypted_images](encrypted_images.md).
David Vinczee32483f2019-06-13 10:46:24 +02001026
Hugo L'Hostisdb543e52021-03-09 18:00:31 +00001027Note: Image encryption is not supported when the direct-xip upgrade strategy
1028is selected.
David Vinczee574f2d2020-07-10 11:42:03 +02001029
David Vincze25459bf2020-04-21 17:11:20 +02001030### [Using Hardware Keys for Verification](#hw-key-support)
1031
1032By default, the whole public key is embedded in the bootloader code and its
1033hash is added to the image manifest as a KEYHASH TLV entry. As an alternative
1034the bootloader can be made independent of the keys by setting the
1035`MCUBOOT_HW_KEY` option. In this case the hash of the public key must be
Francesco Servidio4ff0c182021-10-20 15:27:16 +02001036provisioned to the target device and MCUboot must be able to retrieve the
David Vincze25459bf2020-04-21 17:11:20 +02001037key-hash from there. For this reason the target must provide a definition
1038for the `boot_retrieve_public_key_hash()` function which is declared in
1039`boot/bootutil/include/bootutil/sign_key.h`. It is also required to use
1040the `full` option for the `--public-key-format` imgtool argument in order to
1041add the whole public key (PUBKEY TLV) to the image manifest instead of its
1042hash (KEYHASH TLV). During boot the public key is validated before using it for
Francesco Servidio4ff0c182021-10-20 15:27:16 +02001043signature verification, MCUboot calculates the hash of the public key from the
David Vincze25459bf2020-04-21 17:11:20 +02001044TLV area and compares it with the key-hash that was retrieved from the device.
Francesco Servidio4ff0c182021-10-20 15:27:16 +02001045This way MCUboot is independent from the public key(s). The key(s) can be
David Vincze25459bf2020-04-21 17:11:20 +02001046provisioned any time and by different parties.
1047
Fabio Utzigd37d8772019-12-03 10:32:18 -03001048## [Protected TLVs](#protected-tlvs)
Fabio Utzigfd140ec2019-09-12 14:37:48 -03001049
1050If the TLV area contains protected TLV entries, by beginning with a `struct
1051image_tlv_info` with a magic value of `IMAGE_TLV_PROT_INFO_MAGIC` then the
1052data of those TLVs must also be integrity and authenticity protected. Beyond
1053the full size of the protected TLVs being stored in the `image_tlv_info`,
1054the size of the protected TLVs together with the size of the `image_tlv_info`
1055struct itself are also saved in the `ih_protected_size` field inside the
1056header.
1057
1058Whenever an image has protected TLVs the SHA256 has to be calculated over
1059not just the image header and the image but also the TLV info header and the
1060protected TLVs.
1061
1062```
1063A +---------------------+
1064 | Header | <- struct image_header
1065 +---------------------+
1066 | Payload |
1067 +---------------------+
1068 | TLV area |
1069 | +-----------------+ | struct image_tlv_info with
1070 | | TLV area header | | <- IMAGE_TLV_PROT_INFO_MAGIC (optional)
1071 | +-----------------+ |
1072 | | Protected TLVs | | <- Protected TLVs (struct image_tlv)
1073B | +-----------------+ |
1074 | | TLV area header | | <- struct image_tlv_info with IMAGE_TLV_INFO_MAGIC
1075C | +-----------------+ |
1076 | | SHA256 hash | | <- hash from A - B (struct image_tlv)
1077D | +-----------------+ |
1078 | | Keyhash | | <- indicates which pub. key for sig (struct image_tlv)
1079 | +-----------------+ |
1080 | | Signature | | <- signature from C - D (struct image_tlv), only hash
1081 | +-----------------+ |
1082 +---------------------+
1083```
1084
Fabio Utzigd37d8772019-12-03 10:32:18 -03001085## [Dependency Check](#dependency-check)
David Vinczee32483f2019-06-13 10:46:24 +02001086
Francesco Servidio4ff0c182021-10-20 15:27:16 +02001087MCUboot can handle multiple firmware images. It is possible to update them
David Vinczee32483f2019-06-13 10:46:24 +02001088independently but in many cases it can be desired to be able to describe
1089dependencies between the images (e.g. to ensure API compliance and avoid
1090interoperability issues).
1091
1092The dependencies between images can be described with additional TLV entries in
Fabio Utzigfd140ec2019-09-12 14:37:48 -03001093the protected TLV area after the end of an image. There can be more than one
1094dependency entry, but in practice if the platform only supports two individual
1095images then there can be maximum one entry which reflects to the other image.
David Vinczee32483f2019-06-13 10:46:24 +02001096
David Vinczee32483f2019-06-13 10:46:24 +02001097At the phase of dependency check all aborted swaps are finalized if there were
1098any. During the dependency check the boot loader verifies whether the image
1099dependencies are all satisfied. If at least one of the dependencies of an image
1100is not fulfilled then the swap type of that image has to be modified
1101accordingly and the dependency check needs to be restarted. This way the number
1102of unsatisfied dependencies will decrease or remain the same. There is always at
1103least 1 valid configuration. In worst case, the system returns to the initial
1104state after dependency check.
1105
1106For more information on adding dependency entries to an image,
1107see: [imgtool](imgtool.md).
Håkon Øye Amundsen2d1bac12020-01-03 13:08:09 +00001108
1109## [Downgrade Prevention](#downgrade-prevention)
1110
1111Downgrade prevention is a feature which enforces that the new image must have a
David Vinczec3084132020-02-18 14:50:47 +01001112higher version/security counter number than the image it is replacing, thus
1113preventing the malicious downgrading of the device to an older and possibly
1114vulnerable version of its firmware.
1115
1116### [SW Based Downgrade Prevention](#sw-downgrade-prevention)
1117
1118During the software based downgrade prevention the image version numbers are
1119compared. This feature is enabled with the `MCUBOOT_DOWNGRADE_PREVENTION`
1120option. In this case downgrade prevention is only available when the
1121overwrite-based image update strategy is used (i.e. `MCUBOOT_OVERWRITE_ONLY`
1122is set).
1123
1124### [HW Based Downgrade Prevention](#hw-downgrade-prevention)
1125
David Vincze25459bf2020-04-21 17:11:20 +02001126Each signed image can contain a security counter in its protected TLV area, which
1127can be added to the image using the `-s` option of the [imgtool](imgtool.md) script.
David Vinczec3084132020-02-18 14:50:47 +01001128During the hardware based downgrade prevention (alias rollback protection) the
1129new image's security counter will be compared with the currently active security
1130counter value which must be stored in a non-volatile and trusted component of
David Vincze25459bf2020-04-21 17:11:20 +02001131the device. It is beneficial to handle this counter independently from image
1132version number:
David Vinczec3084132020-02-18 14:50:47 +01001133
1134 * It does not need to increase with each software release,
1135 * It makes it possible to do software downgrade to some extent: if the
1136 security counter has the same value in the older image then it is accepted.
David Vincze25459bf2020-04-21 17:11:20 +02001137
1138It is an optional step of the image validation process and can be enabled with
1139the `MCUBOOT_HW_ROLLBACK_PROT` config option. When enabled, the target must
1140provide an implementation of the security counter interface defined in
1141`boot/bootutil/include/security_cnt.h`.
1142
1143## [Measured boot and data sharing](#boot-data-sharing)
1144
Francesco Servidio4ff0c182021-10-20 15:27:16 +02001145MCUboot defines a mechanism for sharing boot status information (also known as
David Vincze25459bf2020-04-21 17:11:20 +02001146measured boot) and an interface for sharing application specific information
1147with the runtime software. If any of these are enabled the target must provide
1148a shared data area between the bootloader and runtime firmware and define the
1149following parameters:
1150
1151```c
1152#define MCUBOOT_SHARED_DATA_BASE <area_base_addr>
1153#define MCUBOOT_SHARED_DATA_SIZE <area_size_in_bytes>
1154```
1155
1156In the shared memory area all data entries are stored in a type-length-value
1157(TLV) format. Before adding the first data entry, the whole area is overwritten
1158with zeros and a TLV header is added at the beginning of the area during an
1159initialization phase. This TLV header contains a `tlv_magic` field with a value
1160of `SHARED_DATA_TLV_INFO_MAGIC` and a `tlv_tot_len` field which is indicating
1161the total length of shared TLV area including this header. The header is
1162followed by the the data TLV entries which are composed from a
1163`shared_data_tlv_entry` header and the data itself. In the data header there is
1164a `tlv_type` field which identifies the consumer of the entry (in the runtime
1165software) and specifies the subtype of that data item. More information about
1166the `tlv_type` field and data types can be found in the
1167`boot/bootutil/include/bootutil/boot_status.h` file. The type is followed by a
1168`tlv_len` field which indicates the size of the data entry in bytes, not
1169including the entry header. After this header structure comes the actual data.
1170
1171```c
1172/** Shared data TLV header. All fields in little endian. */
1173struct shared_data_tlv_header {
1174 uint16_t tlv_magic;
1175 uint16_t tlv_tot_len; /* size of whole TLV area (including this header) */
1176};
1177
1178/** Shared data TLV entry header format. All fields in little endian. */
1179struct shared_data_tlv_entry {
1180 uint16_t tlv_type;
1181 uint16_t tlv_len; /* TLV data length (not including this header). */
1182};
1183```
1184
1185The measured boot can be enabled with the `MCUBOOT_MEASURED_BOOT` config option.
1186When enabled, the `--boot_record` argument of the imgtool script must also be
1187used during the image signing process to add a BOOT_RECORD TLV to the image
1188manifest. This TLV contains the following attributes/measurements of the
1189image in CBOR encoded format:
1190
1191 * Software type (role of the software component)
1192 * Software version
1193 * Signer ID (identifies the signing authority)
1194 * Measurement value (hash of the image)
1195 * Measurement type (algorithm used to calculate the measurement value)
1196
1197The `sw_type` string that is passed as the `--boot_record` option's parameter
1198will be the value of the "Software type" attribute in the generated BOOT_RECORD
1199TLV. The target must also define the `MAX_BOOT_RECORD_SZ` macro which indicates
1200the maximum size of the CBOR encoded boot record in bytes.
Francesco Servidio4ff0c182021-10-20 15:27:16 +02001201During boot, MCUboot will look for these TLVs (in case of multiple images) in
David Vincze25459bf2020-04-21 17:11:20 +02001202the manifests of the active images (the latest and validated) and copy the CBOR
1203encoded binary data to the shared data area. Preserving all these image
1204attributes from the boot stage for use by later runtime services (such as an
1205attestation service) is known as a measured boot.
1206
1207Setting the `MCUBOOT_DATA_SHARING` option enables the sharing of application
1208specific data using the same shared data area as for the measured boot. For
1209this, the target must provide a definition for the `boot_save_shared_data()`
1210function which is declared in `boot/bootutil/include/bootutil/boot_record.h`.
1211The `boot_add_data_to_shared_area()` function can be used for adding new TLV
1212entries to the shared data area.
Mate Toth-Palcbf9d392020-11-09 16:47:49 +01001213
1214## [Testing in CI](#testing-in-ci)
1215
1216### [Testing Fault Injection Hardening (FIH)](#testing-fih)
1217
1218The CI currently tests the Fault Injection Hardening feature of MCUboot by
1219executing instruction skip during execution, and looking at whether a corrupted
1220image was booted by the bootloader or not.
1221
1222The main idea is that instruction skipping can be automated by scripting a
1223debugger to automatically execute the following steps:
1224
1225- Set breakpoint at specified address.
1226- Continue execution.
1227- On breakpoint hit increase the Program Counter.
1228- Continue execution.
1229- Detach from target after a timeout reached.
1230
1231Whether or not the corrupted image was booted or not can be decided by looking
1232for certain entries in the log.
1233
1234As MCUboot is deployed on a microcontroller, testing FI would not make much
1235sense in the simulator environment running on a host machine with different
1236architecture than the MCU's, as the degree of hardening depends on compiler
1237behavior. For example, (a bit counterintuitively) the code produced by gcc
1238with `-O0` optimisation is more resilient against FI attacks than the code
1239generated with `-O3` or `-Os` optimizations.
1240
1241To run on a desired architecture in the CI, the tests need to be executed on an
1242emulator (as real devices are not available in the CI environment). For this
1243implementation QEMU is selected.
1244
1245For the tests MCUboot needs a set of drivers and an implementation of a main
1246function. For the purpose of this test Trusted-Firmware-M has been selected as
1247it supports Armv8-M platforms that are also emulated by QEMU.
1248
1249The tests run in a docker container inside the CI VMs, to make it more easy to
1250deploy build and test environment (QEMU, compilers, interpreters). The CI VMs
1251seems to be using quite old Ubuntu (16.04).
1252
1253The sequence of the testing is the following (pseudo code):
1254
1255```sh
1256fn main()
1257 # Implemented in ci/fih-tests_install.sh
1258 generate_docker_image(Dockerfile)
1259
1260 # See details below. Implemented in ci/fih-tests_run.sh.
1261 # Calling the function with different parameters is done by Travis CI based on
1262 # the values provided in the .travis.yaml
1263 start_docker_image(skip_sizes, build_type, damage_type, fih_level)
1264
1265fn start_docker_image(skip_sizes, build_type, damage_type, fih_level)
1266 # implemented in ci/fih_test_docker/execute_test.sh
1267 compile_mcuboot(build_type)
1268
1269 # implemented in ci/fih_test_docker/damage_image.py
1270 damage_image(damage_type)
1271
1272 # implemented in ci/fih_test_docker/run_fi_test.sh
1273 ranges = generate_address_ranges()
1274 for s in skip_sizes
1275 for r in ranges
1276 do_skip_in_qemu(s, r) # See details below
1277 evaluate_logs()
1278
1279fn do_skip_in_qemu(size, range)
1280 for a in r
1281 run_qemu(a, size) # See details below
1282
1283# this part is implemented in ci/fih_test_docker/fi_tester_gdb.sh
1284fn run_qemu(a, size)
1285 script = create_debugger_script(a, size)
1286 start_qemu_in_bacground() # logs serial out to a file
1287 gdb_attach_to_qemu(script)
1288 kill_qemu()
1289
1290 # This checks the debugger and the quemu logs, and decides whether the tets
1291 # was executed successfully, and whether the image is booted or not. Then
1292 # emits a yaml fragment on the standard out to be processed by the caller
1293 # script
1294 evaluate_run(qemu_log_file)
1295```
1296
1297Further notes:
1298
1299- The image is corrupted by changing its signature.
1300- MCUBOOT_FIH_PROFILE_MAX is not tested as it requires TRNG, and the AN521
1301platform has no support for it. However this profile adds the random
1302execution delay to the code, so should not affect the instruction skip results
1303too much, because break point is placed at exact address. But in practice this
1304makes harder the accurate timing of the attack.
1305- The test cases defined in .travis.yml always return `passed`, if they were
1306executed successfully. A yaml file is created during test execution with the
1307details of the test execution results. A summary of the collected results is
1308printed in the log at the end of the test.
1309
1310An advantage of having the tests running in a docker image is that it is
1311possible to run the tests on a local machine that has git and docker, without
1312installing any additional software.
1313
1314So, running the test on the host looks like the following (The commands below
1315are issued from the MCUboot source directory):
1316
1317```sh
Sherry Zhang3c4f69c2021-09-16 14:20:04 +08001318$ mkdir docker
Mate Toth-Palcbf9d392020-11-09 16:47:49 +01001319$ ./ci/fih-tests_install.sh
1320$ FIH_LEVEL=MCUBOOT_FIH_PROFILE_MEDIUM BUILD_TYPE=RELEASE SKIP_SIZE=2 \
1321 DAMAGE_TYPE=SIGNATURE ./ci/fih-tests_run.sh
1322```
1323On the travis CI the environment variables in the last command are set based on
1324the configs provided in the `.travis.yaml`
1325
1326This starts the tests, however the shell that it is running in is not
1327interactive, it is not possible to examine the results of the test run. To have
1328an interactive shell where the results can be examined, the following can be
1329done:
1330
1331- The docker image needs to be built with `ci/fih-tests_install.sh` as described
1332 above.
1333- Start the docker image with the following command:
1334 `docker run -i -t mcuboot/fih-test`.
1335- Execute the test with a command similar to the following:
1336 `/root/execute_test.sh 8 RELEASE SIGNATURE MEDIUM`. After the test finishes,
1337 the shell returns, and it is possible to investigate the results. It is also
1338 possible to stop the test with _Ctrl+c_. The parameters to the
1339 `execute_test.sh` are `SKIP_SIZE`, `BUILD_TYPE`, `DAMAGE_TYPE`, `FIH_LEVEL` in
Salome Thirot0f641972021-05-14 11:19:55 +01001340 order.